Prohibition Order Active: The Teaching Regulation Agency has issued a prohibition order for this teacher. This person is prohibited from carrying out teaching work in any school, sixth form college, relevant youth accommodation or children’s home in England.
Teacher Record Details
Teacher Reference Number
0759485
Teacher's date of birth:
16 February 1985
Location teacher worked:
Berkshire, South East England
Date of professional conduct panel:
2 to 3 June 2016
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Miss Kerry-Leigh Smith, formerly employed in Berkshire, South East England.
Date of Birth
16 February 1985
Location teacher worked:
Berkshire, South East England
Date of professional conduct panel:
2 to 3 June 2016
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Miss Kerry-Leigh Smith, formerly employed in Berkshire, South East England.
Location Employed
Berkshire, South East England
Date of professional conduct panel:
2 to 3 June 2016
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Miss Kerry-Leigh Smith, formerly employed in Berkshire, South East England.
Professional Panel Date
2 to 3 June 2016
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Miss Kerry-Leigh Smith, formerly employed in Berkshire, South East England.
Agency Outcome Decision
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Miss Kerry-Leigh Smith, formerly employed in Berkshire, South East England.
Decision Published Date
16 June 2016
Full PDF Document Transcript Search
Miss Kerry-Leigh
Smith: Professional
conduct panel outcome
Panel decision and reasons on behalf of the
Secretary of State for Education
June 2016
2
Contents
A. Introduction 3
B. Allegations 4
C. Preliminary applications 5
D. Summary of evidence 6
Documents 6
Witnesses 7
E. Decision and reasons 7
Panel’s recommendation to the Secretary of State 14
Decision and reasons on behalf of the Secretary of State 16
3
Professional conduct panel decision and recommendations, and decision on
behalf of the Secretary of State
Teacher: Miss Kerry-Leigh Smith
Teacher ref number: 0759485
Teacher date of birth: 16 February 1985
NCTL case reference: 12630
Date of determination: 3 June 2016
Former employer: Brigidine School, Windsor
A. Introduction
A professional conduct panel (“the panel”) of the National College for Teaching and
Leadership (“the National College”) convened on 2 to 3 June 2016 at 53 to 55 Butts
Road, Earlsdon Park, Coventry CV1 3BH to consider the case of Miss Kerry-Leigh Smith
The panel members were Mr Tony Heath (lay panellist – in the chair), Dr Angela Brown
(lay panellist) and Mr Ryan Wilson (teacher panellist).
The legal adviser to the panel was Mr Peter Shervington of Eversheds LLP solicitors.
The presenting officer for the National College was Ms Louisa Atkin, Counsel, of Browne
Jacobson solicitors.
Miss Smith was not present and was not represented.
The hearing took place in public and was recorded.
4
B. Allegations
The panel considered the allegations set out in the Notice of Proceedings dated 17
February 2016.
It was alleged that:
1. Miss Smith had been convicted of the following relevant offence:
a. On 9 February 2015 she was convicted at Berkshire Magistrates Court of the
offence of fraud by abuse of position. She committed this offence on 10 October
2013. As a result of her conviction she was sentenced to a Community Order
with an unpaid work requirement and was ordered to pay compensation of £200,
costs of £750 and a victim surcharge of £60.
2. Miss Smith was guilty of unacceptable professional conduct and/or conduct that may
bring the profession into disrepute in that;
a. whilst employed as a teacher at Brigidine School, Windsor, she;
i. requested that money for a trip to Somerset House on or around 4 December
2012 be paid directly to her in the sum of £32 per child;
ii. sought to rely on a document which she claimed was produced by Upper
Street Events during a Disciplinary Hearing on 18 November 2013 relating to
the matters which led to her conviction as set out at 1 above, knowing that this
document had not been produced by Upper Street Events;
b. her conduct as set out at 2(a)(i) above was dishonest, in that knowing that the
cost of the trip would be less than the £32 per child which was requested, she
intentionally requested that that sum be paid directly to herself so that she could
keep a proportion of those monies for purposes which did not relate to the trip;
c. her conduct as set out at 2(a)(ii) above was dishonest, in that she knowingly
produced a false document at the hearing in an attempt to support the false
account she had given in relation to the cost of the school trip on 10 October
2013;
d. following her resignation from Brigidine School, Windsor she sought a reference
from;
i. the previous headteacher;
ii. a member of the Senior Management Team;
despite the fact that the school had confirmed the reference they were prepared
to give when accepting her resignation;
e. her conduct as set out at 2(d) above was dishonest, in that she deliberately
sought references from individuals connected with the school who were unaware
of the matters which led to her resignation, knowing that in doing so potential
employers may be misled as to the circumstances which led to her resignation.
5
The panel noted Miss Smith’s response form at page 112 to 113 from the bundle, in
which she indicated that she admitted allegations 1(a), 2(a)(i), 2(d)(i) and (ii), but stated
‘as instructed’ in relation to allegation 2a(i), and ‘personal reference’ in relation to 2(d).
She also stated in the form that she ‘strongly denied the accusations’ and maintained her
innocence. The panel took full account of the more detailed position set out in Miss
Smith’s statement from page 104, and as a precaution, to protect the teacher’s interests,
dealt with matters on the basis that all allegations were disputed and applied its own
independent mind to each allegation before it.
C. Preliminary applications
The presenting officer made an application for the matter to proceed in the absence of
Miss Smith. The panel heard representations from the presenting officer and received
advice from the legal adviser, retired to deliberate, and then read the following decision
on the point:
The panel has considered whether this hearing should continue in the absence of the
teacher.
The panel is satisfied that the College has complied with the service requirements of
Regulation 19 a to c of the Teachers’ Disciplinary (England) Regulations 2012 (the
“Regulations”).
The panel is also satisfied that the Notice of Proceedings complies with paragraphs 4.11
and 4.12 of the Procedures. The panel notes that the panellists hearing the case have
changed from the Notice of Proceedings, but also notes that under the procedures this
does not invalidate the notice. It is in any event informed by the presenting officer, and
accepts, that notice of the amended panel has been sent to the teacher.
The panel has determined to exercise its discretion under Paragraph 4.29 of the
Procedures to proceed with the hearing in the absence of the teacher.
The panel understands that its discretion to commence a hearing in the absence of the
teacher has to be exercised with the utmost care and caution, and that its discretion is a
severely constrained one.
In making its decision, the panel has noted that the teacher may waive her right to
participate in the hearing. The panel has taken account of the various factors drawn to its
attention from the case of R v Jones [2003] 1 AC1. In this case the panel is satisfied that
the teacher is fully aware of the proceedings. More than 8 weeks notice has been given
and the teacher has responded in a letter at page 114 of the bundle in which she
indicates will not attend and that ‘I would be grateful if a decision could be made so I can
move on’. The panel therefore considers that the teacher has waived her right to be
present at the hearing in the knowledge of when and where the hearing is taking place.
6
The panel has had regard to the requirement that it be only in rare and exceptional
circumstances that a hearing should proceed in the absence of the teacher.
There is no indication that an adjournment might result in the teacher attending the
hearing. The panel has had regard to the extent of the disadvantage to the teacher in not
being able to give her account of events, having regard to the nature of the evidence
against her. The panel has the benefit of written representations made by the teacher
and is able to ascertain the lines of defence. The panel has noted that the key witness
relied upon is to be called to give evidence and the panel can test that evidence in
questioning that witness, considering such points as are favourable to the teacher, as are
reasonably available in the evidence. The panel has not identified any significant gaps in
the documentary evidence provided to it and should such gaps arise during the course of
the hearing, the panel may take such gaps into consideration in considering whether the
hearing should be adjourned for such documents to become available and in considering
whether the presenting officer has discharged the burden of proof. The panel is also able
to exercise vigilance in making its decision, taking into account the degree of risk of the
panel reaching the wrong decision as a result of not having heard the teacher’s account.
The panel also notes that there is a witness present in the building, who is prepared to
give evidence, and that it would be inconvenient for the witness to return again.
The panel has had regard to the seriousness of this case, and the potential
consequences for the teacher, and has accepted that fairness to the teacher is of prime
importance. However, it considers that in light of the teacher’s waiver of her right to
appear; by taking such measures referred to above to address that unfairness insofar as
is possible; and taking account of the inconvenience an adjournment would cause to the
witness; that on balance, the public interest is in favour of this hearing continuing today.
D. Summary of evidence
Documents
In advance of the hearing, the panel received a bundle of documents which included:
Section 1: Chronology pages 1 to 3
Section 2: Notice of Proceedings and Response pages 5 to 12
Section 3: NCTL witness statements pages 14 to 18
Section 4: NCTL documents pages 20 to 101
Section 5: Teacher Documents pages 103 to 114
The panel members confirmed that they had read all of the documents in advance of the
hearing.
7
Witnesses
The panel heard oral evidence for the NCTL from Witness A, head of business affairs at
Brigidine School.
E. Decision and reasons
The panel announced its decision and reasons as follows:
The panel has carefully considered the case before us and has reached a decision.
The panel confirms that it has read all the documents provided in the bundle in advance
of the hearing.
Miss Smith was employed as a textiles teacher at Brigidine School from September 2010,
and was appointed head of textiles, art and design on 1 September 2013. It was alleged
that whilst employed as a teacher she requested that money for a trip to Somerset House
in December 2012 was paid directly to her in the sum of £32 per child. It was alleged that
this conduct was dishonest, in that she intentionally requested that the sum be paid
directly to herself knowing that the cost of the trip would be less than the amount
requested, so that she could keep a proportion of the monies for unrelated purposes. It
was alleged that she had dishonestly sought to rely at a disciplinary hearing on a
document which she claimed was produced by Upper Street Events, when she knew that
they had not produced it. Finally, it was alleged that, after leaving the school, she had
sought a reference from the previous headteacher and from a member of the senior
management team despite the fact that the school had confirmed the reference they
were prepared to give when accepting her resignation. It was alleged that this behaviour
was also dishonest.
It was alleged that on 9 February 2015, Miss Smith had been convicted at Berkshire
Magistrates Court of the offence of fraud by abuse of position, the offence having been
committed on 10 October 2013.
Findings of fact
Our findings of fact are as follows:
1. You have been convicted of the following relevant offence:
a. On 9 February 2015 you were convicted at Berkshire Magistrates Court of
the offence of fraud by abuse of position. You committed this offence on 10
October 2013. As a result of your conviction you were sentenced to a
Community Order with an unpaid work requirement and were ordered to pay
compensation of £200, costs of £750 and a victim surcharge of £60.
The fact of the conviction was admitted by Miss Smith. It related to obtaining payment for
a school trip in 2013 by sums paid directly to herself and for amounts exceeding the
8
actual cost of the trip. Miss Smith stated, however, that ‘although I accept the decision of
the Magistrates’ Court I absolutely deny any inferences of dishonest intent to make a
financial gain’.
The panel were referred to a memorandum of conviction at page 94 of the bundle. This
established that there had been a conviction as alleged.
The panel considered whether the offence was relevant at stage 2 of the procedure. We
will return to address this question after considering the remaining allegations.
2. You are guilty of unacceptable professional conduct and/or conduct that may
bring the profession into disrepute in that;
a. whilst employed as a teacher at Brigidine School, Windsor, you;
i. requested that money for a trip to Somerset House on or around 4
December 2012 be paid directly to you in the sum of £32 per child;
The facts of this allegation pre-date the subject matter of the conviction referred to at
Allegation 1.
Witness A stated in oral evidence that prior to the trial of Miss Smith, she was asked by
the police to investigate whether there were any other similar instances, and she
identified evidence which she believed to indicate overcharging in relation to a trip to
Somerset House in 2012.
The panel were referred to a letter to parents at page 96 of the bundle. This was signed
by both Miss Smith and the headteacher, and requested that payments of £32 be made
by way of cheques payable to Miss Smith herself.
Miss Smith admitted the facts of this allegation but asserted (page 110) that the
headteacher had signed the letter authorising the school trip and that the payments were
to be made to her because ‘at the time the school was having financial difficulties’.
In short, it is clear from the evidence before the panel, and it is accepted by Miss Smith,
that she requested that money for a trip to Somerset House on or around 4 December
2012 be paid directly to her in the sum of £32 per child. The facts of the allegation have
therefore been found proved.
The panel will go on to consider the question of the honesty of Miss Smith’s actions
under Allegation 2(b).
ii. sought to rely on a document which you claimed was produced by Upper
Street Events during a Disciplinary Hearing on 18 November 2013 relating to
the matters which led to your conviction as set out at 1 above, knowing that
this document had not been produced by Upper Street Events;
9
The panel were referred to a document at page 47 of the bundle which was, on the face
of it, a letter from Upper Street Events to Miss Smith, setting out details of tickets booked
for a knitting and stitching show, and which identifies the cost of the tickets at £17 per
child. The letter at page 47 of the bundle was produced by Miss Smith during a
disciplinary meeting on 18 November 2013, minutes of which can be seen at page 56 of
the bundle.
Correspondence from a Senior Marketing Executive at Upper Street Events, found at
page 54 of the bundle, confirms that the letter was not produced by the company and that
confirmation of the order would not have been sent via post. Further, Upper Street
Events provided the school during the course of its investigation with an email booking
confirmation, identifying the price per child as £5 (page 52).
Miss Smith’s account during the disciplinary proceedings appears to have changed more
than once. She indicated during a meeting on 8 November 2013 (page 37) that she
booked on line with a card but then paid in cash, ‘on the day’. In contrast, in the meeting
on 18 November 2013 (page 57), she stated that she had not in fact used the website to
book but had booked over the phone because the ‘system was down’.
In contrast to her comment in the meeting of 8 November, in her statement at page 107
Miss Smith claimed that, ‘having already paid £100.95 to the venue and £75 to Witness A
I had expected to pay the balance of £199.05 when we attended the event. When we
attended the event it became apparent that no further monies needed to be paid, which I
found somewhat confusing’. She went on to state that the excess would normally go to
the school but that she feared she would lose her job if she told them about it and so
panicked and left the remaining £199.05 in her account. No mention of these facts is
recorded in the minutes of the disciplinary meeting. Whilst the panel notes that Miss
Smith contests the general accuracy of the minutes, the documents are detailed and the
panel is satisfied that they do reflect the content of the meetings, not least given the
express indication in the minutes where the note taker was not able to accurately record
what was said (page 61).
The panel found the correspondence from Upper Street Events at page 54 to be
compelling evidence that the letter produced by Miss Smith had not originated from the
business. The document itself has the appearance of elements having been cut and
pasted from elsewhere, and Upper Street Events were clear that they would not have
sent confirmation by post. Taking into account, amongst other factors, the variation in the
explanations given by Miss Smith during the course of the disciplinary process and
afterwards as to the method of booking and whether or not cash was paid at the event,
the panel concludes that it was more likely than not that Miss Smith also knew the
document had not been created by Upper Street Events.
Allegation 2(a)(ii) is therefore found to have been proved on the balance of probabilities.
10
b. your conduct as set out at 2(a)(i) above was dishonest, in that knowing that
the cost of the trip would be less than the £32 per child which was requested,
you intentionally requested that that sum be paid directly to yourself so that
you could keep a proportion of those monies for purposes which did not
relate to the trip;
The panel considered carefully whether they regarded Miss Smith as having intentionally
requested that the sum be paid to her directly so that she could keep a proportion of the
funds for herself. The panel were not satisfied that this had been established on the
balance of probabilities: the panel did not have any accurate picture as to the breakdown
of the costs. The panel only have evidence of returned slips from parents for 11 students,
amounting to £352 (see page 97 to 100). Witness A had provided a, ‘guesstimate’ (based
on figures at page 101 of the bundle) which suggested that the overall costs may have
been £9.35 for the train fare (assuming an anytime day return, although the list at page
101 suggests that there were more expensive tickets), £9.00 for the exhibition per child,
leaving £13.65 of the £32 charged unaccounted for. However, even assuming these
figures are correct, it is not at all clear from this that the charges imposed by Miss Smith
exceeded the cost of the trip at all once allowance is made for the cost of teachers
attending, and a school administration fee (which Witness A accepted might have been
applied to school trips at the time).
Accordingly the panel finds there to be insufficient evidence to establish on the balance
of probabilities that the sum received exceeded the cost of the trip, or that she requested
that payments be made to herself in order to keep a proportion of the funds for purposes
which did not relate to the trip. The panel therefore finds this allegation not proved.
c. your conduct as set out at 2(a)(ii) above was dishonest, in that you knowingly
produced a false document at the hearing in an attempt to support the false
account you had given in relation to the cost of the school trip on 10 October
2013;
The panel has already established that Miss Smith knew the document in question was
not from Upper Street Events. The panel were satisfied, taking into account the changes
in the account given by Miss Smith as to the cost of the trip described above, that this
was part of an attempt to support a false account regarding those costs. Applying the test
from R v. Ghosh, the panel were satisfied that, taking into account this context, Miss
Smith’s actions would clearly be regarded as dishonest by the standard of ordinary
persons (or teachers) and, further, that Miss Smith is more likely than not to have known
that it was dishonest by those standards.
Allegation 2(c) is therefore found to have been proved on the balance of probabilities.
d. following your resignation from Brigidine School, Windsor you sought a
reference from;
i. the previous headteacher;
ii. a member of the Senior Management Team;
11
despite the fact that the school had confirmed the reference they were
prepared to give when accepting your resignation;
The panel were referred to the arrangements reached in correspondence at page 66 of
the bundle. The school had stated in a letter dated 25 November 2013 that,‘the reference
we are prepared to give you is’ followed by a list identifying her name, position, and dates
of employment. The panel notes, however, that there is nothing in the letter which
suggests that Miss Smith would be prohibited from obtaining references from individuals
who might be associated with the school in some way: it simply states the wording which
the school itself would be prepared to give as a reference.
Witness A stated in her evidence that she became aware after Miss Smith’s departure
that she had obtained a reference from a member of the senior management team at the
school (although she accepted in oral evidence that she had not seen the reference and
did not believe it was on school headed paper), and from the former headteacher.
The panel did not have the benefit of seeing any letters to Miss Smith from the teaching
agency to whom she was applying, or any request made of the two referees. The panel
does not know what references were asked for by the agency. The panel does not know
whether the request was for references from the school at all, or whether they were
prepared to accept references from individuals outside of the school. As Miss Smith
herself has identified, however, (page 110) the agency were free to contact the school if
they wished: there is no evidence that she hid the fact of her employment at the school
from the agency, or that either reference obtained purported to come from the school.
The panel is not satisfied that it has been proved that the references identified at 2(d)
were obtained ‘despite’ the arrangements agreed with the school in the ordinary sense of
that word. The school’s letter identified only the reference which the school itself was
prepared to provide. It did not seek to prevent other references being obtained from
individuals and as such Miss Smith’s actions in obtaining references were not in spite of
or contrary to the arrangement reached. The panel concludes that this allegation has not
been proved on the balance of probabilities.
e. your conduct as set out at (2d) above was dishonest, in that you deliberately
sought references from individuals connected with the school who were
unaware of the matters which led to your resignation, knowing that in doing
so potential employers may be misled as to the circumstances which led to
your resignation
In view of the panel’s finding that the conduct alleged in relation to 2(d) has been found
not proved, it follows that 2(e), being based on that conduct, is also found not proved. For
the avoidance of doubt, even leaving aside that the references were not obtained
‘despite’ the school’s expressed position, the panel do not consider that there is sufficient
evidence to establish that Miss Smith had sought to mislead the agency or had otherwise
acted dishonestly in obtaining the references.
12
Allegation 2(d) is found not proved.
Findings as to unacceptable professional conduct and/or conduct that
may bring the profession into disrepute and/or conviction of a relevant
offence
Having found a number of the allegations to have been proven, the panel has gone on to
consider whether the facts of those proven allegations amount to unacceptable
professional conduct and/or conduct that may bring the profession into disrepute and/or
conviction at any time of a relevant offence.
In doing so, the panel has had regard to the document Teacher Misconduct: The
Prohibition of Teachers, which the panel refers to as “the Advice”.
Unacceptable professional conduct and/or conduct that may bring the profession
into disrepute.
We consider first whether the facts found proven in relation to allegations 2(a) and 2(c)
amount to unacceptable professional conduct and/or conduct that may bring the
profession into disrepute.
The panel is satisfied that the conduct of Miss Smith in relation to the facts found proven,
involved breaches of the Teachers’ Standards. The panel considers that by reference to
Part Two, Miss Smith is in breach of the following standards:
Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach, and maintain high standards in their
own attendance and punctuality.
Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
Miss Smith’s conduct involved dishonestly presenting to a disciplinary panel a document
which purported to have been produced by a company when she knew it was not. The
panel is satisfied that this demonstrated a total lack of regard for the need for honesty
and integrity and was behaviour which fell significantly short of the standards expected of
the profession.
The panel has also considered whether the teacher’s conduct displayed behaviours
associated with any of the offences listed on pages 8 and 9 of the Advice. Given the
nature of Miss Smith’s behaviour in relation to allegations 2(a) and 2(c), the panel has
found that the offence of fraud or serious dishonesty is relevant. The Advice indicates
that where behaviours associated with such an offence exist, a panel is likely to conclude
that an individual’s conduct would amount to unacceptable professional conduct.
13
Accordingly, the panel is satisfied that Miss Smith is guilty of unacceptable professional
conduct.
The panel has taken into account how the teaching profession is viewed by others and
considered the influence that teachers may have on pupils, parents and others in the
community. The panel has taken account of the uniquely influential role that teachers can
hold in pupils’ lives and that pupils must be able to view teachers as role models in the
way they behave. The findings of misconduct are serious and the conduct displayed
would likely have a negative impact on Miss Smith’s status as a teacher, potentially
damaging the public perception.
The panel therefore finds that Miss Smith’s actions constitute conduct that may bring the
profession into disrepute.
In summary therefore, having found the facts of particulars 2(a) and 2(c) proved, we
further find that Miss Smith’s conduct amounts to both unacceptable professional conduct
and conduct that may bring the profession into disrepute.
Conviction, at any time, of a relevant offence
The panel then turned to consider the separate question as to whether the facts found
proved at allegation 1 amounted to the conviction, at any time, of a relevant offence.
The panel is satisfied that the conduct of Miss Smith in relation to allegation 1, involved
breaches of the Teachers’ Standards. We consider that by reference to Part Two, Miss
Smith is in breach of the following standards:
Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach, and maintain high standards in their
own attendance and punctuality.
Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
The panel noted that the Miss Smith’s actions were relevant to teaching, working with
children and/or working in an education setting. The victims of Miss Smith’s actions were
the families of pupils. Miss Smith breached their trust in a serious manner. Her offence
related directly to the activities of the school, involving payments made by pupils’ parents
for school trips.
The panel did not consider that Miss Smith’s actions had a potential impact on the safety
or security of pupils or members of the public.
The panel has taken account of how the teaching profession is viewed by others. The
panel considered that Miss Smith’s behaviour in committing the offence could affect
public confidence in the teaching profession given the influence that teachers may have
14
on pupils, parents and others in the community. Miss Smith’s actions in overcharging for
a school trip undermined the basic trust between parents and staff which is essential to
the public’s confidence in the profession.
The panel noted that the teacher’s behaviour did not lead to a sentence of imprisonment
which is indicative that the offence was at the less serious end of the possible spectrum.
Nevertheless, this is a case involving an offence of fraud or serious dishonesty, which the
Advice states is likely to be considered a relevant offence. Whilst the sums involved were
relatively small, this does not in the panel’s view detract from the overall seriousness of
the offence of fraud.
The panel has taken into account the evidence put forward by Miss Smith as to her good
record and skills as a teacher. Although the panel has no reason to doubt the evidence
given by Miss Smith as to her proficiency as a teacher, the panel has found the
seriousness of the offending behaviour that led to the conviction is relevant to the
teacher’s ongoing suitability to teach. The panel considers that a finding that this
conviction is a relevant offence is necessary to reaffirm clear standards of conduct so as
to maintain public confidence in the teaching profession.
Panel’s recommendation to the Secretary of State
Given the panel’s findings in respect of unacceptable professional conduct, conduct that
may bring the profession into disrepute and a conviction of a relevant offence, it is
necessary for the panel to go on to consider whether it would be appropriate to
recommend the imposition of a prohibition order by the Secretary of State.
In considering whether to recommend to the Secretary of State that a prohibition order
should be made, the panel has to consider whether it is an appropriate and proportionate
measure, and whether it is in the public interest to do so. Prohibition orders should not be
given in order to be punitive, or to show that blame has been apportioned, although they
are likely to have punitive effect.
The panel has considered the particular public interest considerations set out in the
Advice and having done so has found a number of them to be relevant in this case,
namely, the maintenance of public confidence in the profession and declaring and
upholding proper standards of conduct.
The panel’s findings against Miss Smith involved a conviction of fraud relating to
overcharging pupils and dishonesty in presenting to a disciplinary process a document
which she purported to have been produced by a business but which she knew had not
in fact been created by it.
The panel considers that public confidence in the profession could be seriously
weakened if conduct such as that found against Miss Smith were not treated with the
utmost seriousness when regulating the conduct of the profession.
15
The panel considered that a strong public interest consideration in declaring proper
standards of conduct in the profession was also present as the conduct found against
Miss Smith was outside that which could reasonably be tolerated.
Notwithstanding the clear public interest considerations that were present, the panel
considered carefully whether or not it would be proportionate to impose a prohibition
order taking into account the effect that this would have on Miss Smith.
In carrying out the balancing exercise the panel has considered the public interest
considerations both in favour of and against prohibition as well as the interests of Miss
Smith. The panel took further account of the Advice, which suggests that a prohibition
order may be appropriate if certain behaviours of a teacher have been proven. In the list
of such behaviours, those that are relevant in this case are:
serious departure from the personal and professional conduct elements of the
Teachers’ Standards;
abuse of position or trust;
dishonesty especially where there have been serious consequences, and/or it has
been repeated and/or covered up;
Even though there were behaviours that would point to a prohibition order being
appropriate, the panel went on to consider whether or not there were sufficient mitigating
factors to militate against a prohibition order being an appropriate and proportionate
measure to impose, particularly taking into account the nature and severity of the
behaviour in this case.
In this case, there was no evidence that Miss Smith’s actions were not deliberate. Miss
Smith did have a previously good history.
The panel notes Miss Smith’s comments that there was an atmosphere of bullying at the
school. The panel acknowledges that there may have been an unpleasant atmosphere,
and that staff were concerned about the future of their employment. However, the panel
does not consider that these factors were sufficient to amount to duress in the
circumstances and they are not factors which in the panel’s view mitigate her deliberate
action in presenting a document to a disciplinary hearing which she knew was not what it
appeared to be.
Although the panel has seen evidence from Miss Smith that she was a good teacher, it
has noted that no references have been provided from anyone who could attest to Miss
Smith’s character or abilities as a teacher.
The panel is of the view that prohibition is both proportionate and appropriate. The panel
has decided that the public interest considerations outweigh the interests of Miss Smith.
16
The serious and deliberate nature of her behaviour, and the fact that it directly impacted
on parents of pupils at the school, was a significant factor in forming that opinion.
Accordingly, the panel makes a recommendation to the Secretary of State that a
prohibition order should be imposed with immediate effect.
The panel went on to consider whether or not it would be appropriate for them to decide
to recommend a review period. The panel were mindful that the Advice suggests that a
prohibition order applies for life, but there may be circumstances in any given case that
may make it appropriate to allow a teacher to apply to have the prohibition order
reviewed after a specified period of time that may not be less than 2 years.
The Advice indicates that there are behaviours that, if proven, would militate against a
review period being recommended. These include fraud or serious dishonesty. The panel
has found that Miss Smith has been convicted of fraud and has knowingly used a false
document in an attempt to support a false account.
There is no evidence that the episode which is the subject matter of the proven
allegations was anything other than a one off incident. However, Miss Smith has not
shown any remorse and, despite setting out her position in some detail in her witness
statement, has still not recognised her own dishonesty or shown any significant insight
into her actions.
The panel felt the findings indicated a situation in which a review period would not be
appropriate and as such decided that it would be proportionate in all the circumstances
for the prohibition order to be recommended without provisions for a review period.
Decision and reasons on behalf of the Secretary of State
I have considered very carefully the findings and recommendations of the panel in this
case. The panel has found a number of the allegations proven, and where allegations
have not been found proven, I have put these from my mind.
Miss Smith has been found guilty of unprofessional conduct and conduct bringing the
professional into disrepute.
Miss Smith’s actions in overcharging for a school trip undermined the basic trust between
parents and staff which is essential to the public’s confidence in the profession.
I note Miss Smith has also been convicted as alleged of a relevant offence. I note that
Miss Smith’s behaviour did not lead to a sentence of imprisonment which is indicative
that the offence was at the less serious end of the possible spectrum. Nevertheless, this
is a case involving an offence of fraud or serious dishonesty.
The panel has taken into account the evidence put forward by Miss Smith as to her good
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record and skills as a teacher. Although the panel has no reason to doubt the evidence
given by Miss Smith as to her proficiency as a teacher, the panel has found the
seriousness of the offending behaviour that led to the conviction is relevant to the
teacher’s ongoing suitability to teach. I agree with that view. The panel considers that a
finding that this conviction is a relevant offence is necessary to reaffirm clear standards of
conduct so as to maintain public confidence in the teaching profession.
I note the panel has considered the particular public interest considerations, namely the
maintenance of public confidence in the profession and declaring and upholding proper
standards of conduct.
I agree with the panel that public confidence in the profession could be seriously
weakened if conduct such as that found against Miss Smith were not treated with the
utmost seriousness when regulating the conduct of the profession.
I note the panel took account of the Advice, and behaviours proven in this case, namely:
serious departure from the personal and profes sional conduct elements of the
Teachers’ Standards;
abuse of position of trust;
dishonesty especially where there have been serious consequences, and/or it has
been repeated and/or covered up.
The panel is of the view that prohibition is both proportionate and appropriate. The panel
has decided that the public interest considerations outweigh the interests of Miss Smith. I
agree with that view. I have considered the public interest in this case and agree with the
panel that prohibition is both proportionate and appropriate.
I now turn to the matter of a review period. I note that the panel has considered the
Advice, which indicates that there are behaviours that, if proven, would militate against a
review period being recommended. These include fraud or serious dishonesty. The panel
has found that Miss Smith has been convicted of fraud and has knowingly used a false
document in an attempt to support a false account.
I note that the panel found that there is no evidence that the episode which is the subject
matter of the proven allegations was anything other than a one off incident. However,
Miss Smith has not shown any remorse and has still not recognised her own dishonesty
or shown any significant insight into her actions.
The panel has decided that a prohibition order should be recommended without
provisions for a review period.
For the reasons set out above, I agree with the panel’s recommendation, that a
prohibition order should be imposed and that no review period should be allowed.
18
This means that Miss Kerry-Leigh Smith is prohibited from teaching indefinitely
and cannot teach in any school, sixth form college, relevant youth accommodation
or children’s home in England. Furthermore, in view of the seriousness of the
allegations found proved against her, I have decided that Miss Smith shall not be entitled
to apply for restoration of her eligibility to teach.
This order takes effect from the date on which it is served on the teacher.
Miss Smith has a right of appeal to the Queen’s Bench Division of the High Court within
28 days from the date she is given notice of this order.
Decision maker: Jayne Millions
Date: 7 June 2016
This decision is taken by the decision maker named above on behalf of the Secretary of
State.
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