Panel Decision & Reasons Summary
The Secretary of State does not make these decisions themselves. They are made by a senior official on the recommendation of an independent panel.
Teacher's name: Mr Gavin Smith
Teacher reference number: 0966877
Teacher's date of birth: 16 February 1985
Location teacher worked: Leeds, Yorkshire and The Humber
Date of professional conduct panel: 23 October 2024
Outcome type: Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mr Gavin Smith formerly employed in Leeds, Yorkshire and The Humber.
Teacher misconduct
Ground Floor, South
Cheylesmore House
5 Quinton RoadCoventryCV1 2WT
Email TRA.Casework@education.gov.uk
Telephone 020 7593 5393
Information about regulating the teaching profession and the process for dealing with serious teacher misconduct.
Full PDF Document Transcript Search
Mr Gavin Smith:
Professional conduct
panel meeting outcome
Panel decision and reasons on behalf of the
Secretary of State for Education
October 2024
2
Contents
Introduction 3
Allegations 4
Preliminary applications 4
Summary of evidence 4
Documents 4
Statement of agreed facts 5
Decision and reasons 5
Findings of fact 6
Panel’s recommendation to the Secretary of State 8
Decision and reasons on behalf of the Secretary of State 11 3
Professional conduct panel decision and recommendations, and decision on
behalf of the Secretary of State
Teacher: Mr Gavin Smith
Teacher ref number: 0966877
Teacher date of birth: 16 February 1985
TRA reference: 20777
Date of determination: 23 October 2024
Former employer: The Farnley Academy, Leeds
Introduction
A professional conduct panel (“the panel”) of the Teaching Regulation Agency (“the
TRA”) convened on 23 October 2024, by virtual means, to consider the case of Mr Gavin
Smith.
The panel members were Mrs Shabana Robertson (lay panellist – in the chair), Mr Aidan
Jenkins (teacher panellist) and Mrs Samantha Haslam (teacher panellist).
The legal adviser to the panel Mrs Luisa Gibbons of Eversheds Sutherland (International)
LLP solicitors.
In advance of the meeting, after taking into consideration the public interest and the
interests of justice, the TRA agreed to a request from Mr Smith that the allegations be
considered without a hearing. Mr Smith provided a signed statement of agreed facts and
admitted conviction of a relevant offence. The panel considered the case at a meeting
without the attendance of the presenting officer, Ms Louise Murphy-King of Kingsley
Napley, or Mr Smith.
The meeting took place in private.
4
Allegations
The panel considered the allegations set out in the notice of hearing dated 4 July 2024.
It was alleged that Mr Smith was guilty of having been convicted of a relevant offence at
any time, in that:
1. On 23 September 2022, he was convicted of:
a. abuse of position of trust as a result of sexual activity with a child;
b. abuse of position of trust as a result of sexual activity with a child;
c. abuse of position of trust by causing or inciting a child to engage in sexual
activity.
Mr Smith admitted the allegations and that the convictions were for relevant offences.
Preliminary applications
There were no preliminary applications.
Summary of evidence
Documents
In advance of the meeting, the panel received a bundle of documents which included:
Section 1: Chronology and list of key people – pages 3 to 6
Section 2: Notice of hearing and response – pages 7 to 20
Section 3: Teaching Regulation Agency documents – pages 21 to 117
Section 4: Teacher documents – pages 118 to 122
In addition, the panel agreed to accept the following:
• the notice of referral and blank response form;
• statement of agreed facts;
• presenting officer’s representations
• emails between the teacher and Kingsley Napley LLP dated 18 October 2024 to
22 October 2024
• statement from the teacher returned with statement of agreed facts.
The panel members confirmed that they had read all of the documents within the bundle,
in advance of the meeting and additional documents admitted by the panel. 5
Statement of agreed facts
The panel considered a statement of agreed facts which was signed by Mr Smith on 21
October 2024.
Decision and reasons
The panel announced its decision and reasons as follows:
The panel carefully considered the case and reached a decision.
This case was originally listed as a hearing. However, Mr Smith accepted an agreed
statement of facts, and confirmed that he agreed for the hearing to be converted to a
meeting, thereby waiving his right to notice of the meeting for this purpose. Therefore, in
advance of the meeting, the TRA agreed to the request from Mr Smith for the allegations
to be considered without a hearing.
The panel noted that the paragraph 1.5 of the Teacher misconduct: disciplinary
procedures for the teaching profession May 2020 (“the Procedures”) state that any
procedures or requirements set out in the Procedures (except for matters which are a
requirement of the Regulations) may be waived or varied if there is agreement between
the TRA and the teacher prior to a professional conduct panel hearing commencing. The
panel was satisfied that Mr Smith had consented to the hearing being converted to a
meeting, and that there was agreement that the requirement to provide a notice of
meeting was waived. This was not a requirement of the Regulations.
The panel still had the ability to direct that the case be considered at a hearing, rather
than a meeting if required in the interests of justice or in the public interest. The panel did
not determine that such a direction was necessary or appropriate in this case.
On 1 September 2010, Mr Smith commenced working at the Farnley Academy (“the
School”) as a history teacher and form tutor.
On [REDACTED], a former student (“Person A”) alleged that she had had a relationship
with Mr Smith, which had commenced when she was a pupil at the School. On 11
November 2020, Mr Smith was suspended from his duties at the School.
On 13 November 2020, the police notified the School that Mr Smith had been arrested
and the School’s investigation was suspended pending the police investigation.
On 8 March 2021, a disciplinary hearing was held and on 22 March 2021, Mr Smith
submitted an appeal. On 26 April 2021, the matter was referred to the Teaching
Regulation Agency. 6
Findings of fact
The findings of fact are as follows:
The panel found the following particulars of the allegations against you proved, for these
reasons:
On 23 September 2022, you were convicted of:
a. abuse of position of trust as a result of sexual activity with a child;
b. abuse of position of trust as a result of sexual activity with a child;
c. abuse of position of trust by causing or inciting a child to engage in sexual
activity.
Mr Smith admitted that he had been convicted of the above offences.
The panel has seen a certificate of conviction confirming that on 23 September 2022 Mr
Smith was convicted of:
1. Adult abuse of position of trust- sexual activity with a girl 13-17 cared for in s21
premises.
2. Adult abuse of position of trust – sexual activity with a girl 13 – 17 cared for in s21
premises.
3. Adult abuse of position of trust – cause/ incite sexual activity with a girl 13 - 17 s21
premises.”
The panel therefore found the allegations proven having accepted the certificate of
conviction as conclusive proof both of the convictions and the facts necessarily implied
by the convictions.
The certificate of conviction recorded that Mr Smith was sentenced to 6 months’
imprisonment. It was also ordered [REDACTED]; and on the Sex Offenders’ Register for
7 years. A restraining order was also made to prohibit Mr Smith from contacting Person A
and is to remain in force until further order.
Person A had been a pupil at the School [REDACTED].
The panel found the allegations proven.
Findings as to conviction of a relevant offence
The panel was satisfied that the conduct of Mr Smith in relation to the facts it found
proved, involved breaches of the Teachers’ Standards. The panel considered that by
reference to Part 2, Mr Smith was in breach of the expectation to demonstrate
consistently high standards of personal and professional conduct, and specifically he
breached the following standards: 7
• Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by
o treating pupils with dignity, building relationships rooted in mutual respect,
and at all times observing proper boundaries appropriate to a teacher’s
professional position
o having regard for the need to safeguard pupils’ well-being, in accordance
with statutory provisions
o showing tolerance of and respect for the rights of others
o not undermining…the rule of law, individual liberty and mutual respect…
• Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach, and maintain high standards in their
own attendance and punctuality.
• Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
The panel noted that the individual’s actions were relevant to teaching, working with
children and/or working in an education setting since the offences for which Mr Smith
was convicted related to sexual activity with a pupil.
The panel noted that the behaviour involved in committing the offence had an impact on
the safety and/or security of Person A. [REDACTED].
The panel also took account of the way the teaching profession is viewed by others. The
panel considered that Mr Smith’s behaviour in committing the offence would be likely to
affect public confidence in the teaching profession, if Mr Smith was allowed to continue
teaching.
The panel noted that Mr Smith’s behaviour ultimately led to a sentence of imprisonment,
which was indicative of the seriousness of the offences committed, and which the Advice
states is likely to be considered “a relevant offence”.
This was a case concerning an offence involving sexual activity and sexual
communication with a child. The Advice indicates that a conviction for any offence that
relates to or involves such offences is likely to be considered “a relevant offence”.
The panel took into account that the court considered Mr Smith had been remorseful and
that he provided an early guilty plea. The panel also noted that Mr Smith accepted in his
basis of plea responsibility for what occurred. However, it did not appear to the panel that
there was any indication that Mr Smith appreciated the impact on Person A, or on the
profession as a whole.
The panel regarded that these were serious offences, particularly since they involved a
breach of trust against a pupil [REDACTED]. 8
Whilst Mr Smith had abilities as a teacher, the seriousness of the offending behaviour
that led to the conviction, in this case, was relevant to Mr Smith’s fitness to be a teacher.
The panel considered that a finding that these convictions were for relevant offences was
necessary to reaffirm clear standards of conduct so as to maintain public confidence in
the teaching profession.
Panel’s recommendation to the Secretary of State
Given the panel’s findings in respect of conviction of relevant offences, it was necessary
for the panel to go on to consider whether it would be appropriate to recommend the
imposition of a prohibition order by the Secretary of State.
In considering whether to recommend to the Secretary of State that a prohibition order is
appropriate, the panel had to consider the public interest, the seriousness of the
behaviour and any mitigation offered by Mr Smith and whether a prohibition order is
necessary and proportionate. Prohibition orders should not be given in order to be
punitive, or to show that blame has been apportioned, although they are likely to have
punitive effect.
The panel had regard to the particular public interest considerations set out in the Advice
and, having done so, found a number of them to be relevant in this case, namely, the
safeguarding and wellbeing of pupils; the maintenance of public confidence in the
profession; declaring and upholding proper standards of conduct; and the interest of
retaining the teacher in the profession.
There was a strong public interest consideration in respect of the safeguarding and
wellbeing of pupils, given the serious findings of sexual activity with a pupil.
Similarly, the panel considered that public confidence in the profession could be seriously
weakened if conduct such as that found against Mr Smith were not treated with the
utmost seriousness when regulating the conduct of the profession.
The panel was of the view that a strong public interest consideration in declaring proper
standards of conduct in the profession was also present as the conduct found against Mr
Smith was outside that which could reasonably be tolerated.
Whilst there is evidence that Mr Smith had abilities as an educator, the panel considered
that the adverse public interest considerations above outweighed any interest in retaining
Mr Smith in the profession, since his behaviour fundamentally breached the standards of
conduct expected of a teacher, and he exploited his position of trust.
The panel considered carefully the seriousness of the behaviour, noting that the Advice
states that the expectation of both the public and pupils, is that members of the teaching
profession maintain an exemplary level of integrity and ethical standards at all times. The
panel noted that a teacher’s behaviour that seeks to exploit their position of trust should 9
be viewed very seriously in terms of its potential influence on pupils and be seen as a
possible threat to the public interest.
The panel took further account of the Advice, which suggests that a panel will likely
consider a teacher’s behaviour to be incompatible with being a teacher if there is
evidence of one or more of the factors that begin on page 15. In the list of such factors,
those that were relevant in this case were:
• serious departure from the personal and professional conduct elements of the
Teachers’ Standards;
• the commission of a serious criminal offence, including those that resulted in a
conviction or caution, paying particular attention to offences that are “relevant
matters” for the purposes of the Police Act 1997 and criminal record disclosure;
• misconduct seriously affecting the education and/or safeguarding and well-
being of pupils, and particularly where there is a continuing risk;
• abuse of position or trust (particularly involving vulnerable pupils);
• an abuse of any trust, knowledge, or influence gained through their
professional position in order to advance a romantic or sexual relationship with
a pupil or former pupil;
• sexual misconduct, for example, involving actions that were sexually motivated
or of a sexual nature and/or that use or exploit the trust, knowledge or influence
derived from the individual’s professional position;
• failure in their duty of care towards a child, including exposing a child to risk or
failing to promote the safety and welfare of the children (as set out in Part 1 of
KCSIE);
• violation of the rights of pupils;
• actions or behaviours that … undermine … the rule of law, individual liberty,
and mutual respect…;
• … lack of integrity, including the deliberate concealment of their actions…,
especially where these behaviours have been repeated or had serious
consequences, or involved the coercion of another person to act in a way
contrary to their own interests; and
• collusion or concealment including: any activity including… concealing
inappropriate actions….
Even though some of the behaviour found proved in this case indicated that a prohibition
order would be appropriate, taking account of the public interest and the seriousness of
the behaviour and the likely harm to the public interest were the teacher be allowed to 10
continue to teach, the panel went on to consider the mitigation offered by the teacher and
whether there were mitigating circumstances.
There was evidence that Mr Smith’s actions were deliberate. [REDACTED].
There was no evidence to suggest that Mr Smith was acting under extreme duress, e.g. a
physical threat or significant intimidation.
Mr Smith did have a previously good history, although there was no evidence that he had
demonstrated exceptionally high standards in both his personal and professional conduct
or of having contributed significantly to the education sector.
There was no evidence that showed Mr Smith was previously subject to disciplinary
proceedings or warnings.
A note of an interview with the [REDACTED] during the School’s disciplinary process
stated that there had been no previous cause for concern. It was explained that Mr Smith
had chosen to step down from being a head of year. He was described as a quiet and
good history teacher, who would always do well in lesson observations, so there wasn’t
any need for lots of intensive support around him. It was stated that his outcomes at
GCSE were always good and children seemed to like him.
The Judge accepted on sentencing Mr Smith that he was remorseful and had expressed
that remorse by an early guilty plea. The Judge referred to the pre-sentence report and
commented that there was no element of shifting blame, and Mr Smith had accepted that
the responsibility for what had occurred was his, and his alone.
In representations for this misconduct hearing, Mr Smith stated that he was deeply
ashamed of his actions. He stated that he had admitted his guilt at the earliest
opportunity in court. In his basis of plea, he had admitted to all of his mistakes, and his
admissions had gone further than the accusations against him. He also stated that he
knew “the outcome of any hearing would be a lifetime ban, and [he] would never contest
this.” He stated that since leaving prison, he had successfully completed his one year
probation and had completed a number of sessions which had helped him reflect on why
he had acted as he had. [REDACTED].
However, the panel noted that there was no reference to Mr Smith having appreciated
the impact on Person A or the impact of his actions on the profession as a whole.
The panel first considered whether it would be proportionate to conclude this case with
no recommendation of prohibition, considering whether the publication of the findings
made by the panel would be sufficient.
The panel was of the view that, applying the standard of the ordinary intelligent citizen, it
would not be a proportionate and appropriate response to recommend no prohibition
order. Recommending that the publication of adverse findings would be sufficient would 11
unacceptably compromise the public interest considerations present in this case, despite
the severity of the consequences for Mr Smith of prohibition.
The panel was of the view that prohibition was both proportionate and appropriate. The
panel decided that the public interest considerations outweighed the interests of Mr
Smith. The significant breach of his position of trust was a significant factor in forming
that opinion. Accordingly, the panel made a recommendation to the Secretary of State
that a prohibition order should be imposed with immediate effect.
The panel went on to consider whether or not it would be appropriate for it to decide to
recommend a review period of the order. The panel was mindful that the Advice states
that a prohibition order applies for life, but there may be circumstances, in any given
case, that may make it appropriate to allow a teacher to apply to have the prohibition
order reviewed after a specified period of time that may not be less than 2 years.
The Advice indicates that there are cases involving certain conduct where it is likely that
the public interest will have greater relevance and weigh in favour of not offering a review
period. These cases include serious sexual misconduct, e.g. where the act was sexually
motivated and resulted in, or had the potential to result in, harm to a person or persons,
particularly where the individual has used his professional position to influence or exploit
a person or persons; and any sexual misconduct involving a child. The offences
convicted by Mr Smith involve abuse of position of trust to engage in sexual activity with
a pupil.
Although Mr Smith has expressed remorse and accepted responsibility for his actions the
panel remained concerned that he had not demonstrated insight as to the effect of his
behaviour on Person A, nor the teaching profession. The offences in this case were so
serious that they indicated a situation in which a review period would not be appropriate
and, as such, decided that it would be proportionate, in all the circumstances, for the
prohibition order to be recommended without provision for a review period.
Decision and reasons on behalf of the Secretary of State
I have given very careful consideration to this case and to the recommendation of the
panel in respect of both sanction and review period.
In considering this case, I have also given very careful attention to the Advice that the
Secretary of State has published concerning the prohibition of teachers.
In this case, the panel has found all of the allegations proven and found that those
proven facts amount to a relevant conviction.
The panel has made a recommendation to the Secretary of State that Mr Gavin Smith
should be the subject of a prohibition order, with no provision for a review period. 12
In particular, the panel has found that Mr Smith is in breach of the following standards:
• Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by
o treating pupils with dignity, building relationships rooted in mutual respect,
and at all times observing proper boundaries appropriate to a teacher’s
professional position
o having regard for the need to safeguard pupils’ well-being, in accordance
with statutory provisions
o showing tolerance of and respect for the rights of others
o not undermining…the rule of law, individual liberty and mutual respect…
• Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach, and maintain high standards in their
own attendance and punctuality.
• Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
The panel was satisfied that the conduct of Mr Smith involved breaches of the
responsibilities and duties set out in statutory guidance Keeping children safe in
education (KCSIE).
The panel finds that the conduct of Mr Smith fell significantly short of the standards
expected of the profession.
The findings of misconduct are particularly serious as they include a conviction for the
relevant offence of abuse of a position of trust as a result of sexual activity with a child.
I have to determine whether the imposition of a prohibition order is proportionate and in
the public interest. In considering that for this case, I have considered the overall aim of a
prohibition order which is to protect pupils and to maintain public confidence in the
profession. I have considered the extent to which a prohibition order in this case would
achieve that aim taking into account the impact that it will have on the individual teacher.
I have also asked myself whether a less intrusive measure, such as the published finding
of a relevant conviction, would itself be sufficient to achieve the overall aim. I have to
consider whether the consequences of such a publication are themselves sufficient. I
have considered therefore whether or not prohibiting Mr Smith, and the impact that will
have on the teacher, is proportionate and in the public interest.
In this case, I have considered the extent to which a prohibition order would protect
children and safeguard pupils. The panel has observed that “the individual’s actions were
relevant to teaching, working with children and/or working in an education setting since 13
the offences for which Mr Smith was convicted related to sexual activity with a pupil.” A
prohibition order would therefore prevent such a risk from being present in the future.
I have also taken into account the panel’s comments on insight and remorse. The panel
has noted, “In representations for this misconduct hearing, Mr Smith stated that he was
deeply ashamed of his actions. He stated that he had admitted his guilt at the earliest
opportunity in court. In his basis of plea, he had admitted to all of his mistakes, and his
admissions had gone further than the accusations against him. He also stated that he
knew “the outcome of any hearing would be a lifetime ban, and [he] would never contest
this.” He stated that since leaving prison, he had successfully completed his one year
probation and had completed a number of sessions which had helped him reflect on why
he had acted as he had.” However, the panel has also noted that “there was no reference
to Mr Smith having appreciated the impact on Person A or the impact of his actions on
the profession as a whole.” In my judgement, the lack of full insight means that there is
some risk of the repetition of this behaviour and this puts at risk the future wellbeing of
pupils. I have therefore given this element considerable weight in reaching my decision.
I have gone on to consider the extent to which a prohibition order would maintain public
confidence in the profession. The panel has observed that “Mr Smith’s behaviour in
committing the offence would be likely to affect public confidence in the teaching
profession, if Mr Smith was allowed to continue teaching.” I am particularly mindful of the
finding of a conviction for sexual activity with a pupil in this case and the impact that such
a finding has on the reputation of the profession.
I have had to consider that the public has a high expectation of professional standards of
all teachers and that the public might regard a failure to impose a prohibition order as a
failure to uphold those high standards. In weighing these considerations, I have had to
consider the matter from the point of view of an “ordinary intelligent and well-informed
citizen.”
I have considered whether the publication of a finding of a relevant conviction, in the
absence of a prohibition order, can itself be regarded by such a person as being a
proportionate response to the misconduct that has been found proven in this case.
I have also considered the impact of a prohibition order on Mr Smith himself. The panel
has commented that “Mr Smith did have a previously good history, although there was no
evidence that he had demonstrated exceptionally high standards in both his personal and
professional conduct or of having contributed significantly to the education sector.”
A prohibition order would prevent Mr Smith from teaching. A prohibition order would also
clearly deprive the public of his contribution to the profession for the period that it is in
force.
In this case, I have placed considerable weight on the panel’s finding on the serious
nature of the conduct for which Mr Smith was convicted and received a sentence of 6 14
months’ imprisonment. The panel has said, “There was a strong public interest
consideration in respect of the safeguarding and wellbeing of pupils, given the serious
findings of sexual activity with a pupil.”
I have also placed considerable weight on the panel’s comments concerning the lack of
full insight. The panel has said, “Although Mr Smith has expressed remorse and
accepted responsibility for his actions the panel remained concerned that he had not
demonstrated insight as to the effect of his behaviour on Person A, nor the teaching
profession.”
I have given less weight in my consideration of sanction therefore, to the contribution that
Mr Smith has made to the profession. In my view, it is necessary to impose a prohibition
order in order to maintain public confidence in the profession. A published decision, in
light of the circumstances in this case, that is not backed up by full insight, does not in my
view satisfy the public interest requirement concerning public confidence in the
profession.
For these reasons, I have concluded that a prohibition order is proportionate and in the
public interest in order to achieve the intended aims of a prohibition order.
I have gone on to consider the matter of a review period. In this case, the panel has
recommended that no provision should be made for a review period.
I have considered the panel’s comments, “The Advice indicates that there are cases
involving certain conduct where it is likely that the public interest will have greater
relevance and weigh in favour of not offering a review period. These cases include
serious sexual misconduct, e.g. where the act was sexually motivated and resulted in, or
had the potential to result in, harm to a person or persons, particularly where the
individual has used his professional position to influence or exploit a person or persons;
and any sexual misconduct involving a child. The offences convicted by Mr Smith involve
abuse of position of trust to engage in sexual activity with a pupil.”
I have considered whether not allowing a review period reflects the seriousness of the
findings and is a proportionate period to achieve the aim of maintaining public confidence
in the profession. In this case, factors mean that allowing a review period is not sufficient
to achieve the aim of maintaining public confidence in the profession. These elements
are the serious nature of the offences of which Mr Smith was convicted and the lack of
full insight.
I consider therefore that allowing for no review period is necessary to maintain public
confidence and is proportionate and in the public interest.
This means that Mr Gavin Smith is prohibited from teaching indefinitely and cannot
teach in any school, sixth form college, relevant youth accommodation or
children’s home in England. Furthermore, in view of the seriousness of the allegations 15
found proved against him, I have decided that Mr Smith shall not be entitled to apply for
restoration of his eligibility to teach.
This order takes effect from the date on which it is served on the teacher.
Mr Gavin Smith has a right of appeal to the King’s Bench Division of the High Court
within 28 days from the date he is given notice of this order.
Decision maker: David Oatley
Date: 24 October 2024
This decision is taken by the decision maker named above on behalf of the Secretary of
State.
Loading comments...