Prohibition Order Active: The Teaching Regulation Agency has issued a prohibition order for this teacher. This person is prohibited from carrying out teaching work in any school, sixth form college, relevant youth accommodation or children’s home in England.
Teacher Record Details
Teacher's Name
N/A
Teacher Reference Number
9355817
Date of Birth
8 April 1971
Location Employed
Northampton, east midlands
Professional Panel Date
17 February 2021
Agency Outcome Decision
Prohibition order
Decision Published Date
3 March 2021
Panel Decision & Reasons Summary
The Secretary of State does not make these decisions himself. They are made by a senior official on the recommendation of an independent panel.
Teacher name: Mr Peter Smith
Teacher reference number: 9355817
Teacher's date of birth: 8 April 1971
Location teacher worked: Northampton, east midlands
Date of professional conduct panel: 17 February 2021
Outcome type: Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mr Peter Smith formerly employed in Northampton, east midlands.
Full PDF Document Transcript Search
Mr Peter Smith:
Professional conduct
panel outcome
Panel decision and reasons on behalf of the
Secretary of State for Education
February 2021
2
Contents
Introduction 3
Allegations 4
Preliminary applications 5
Summary of evidence 7
Documents 7
Witnesses 8
Decision and reasons 8
Findings of fact 8
Panel’s recommendation to the Secretary of State 15
Decision and reasons on behalf of the Secretary of State 18
3
Professional conduct panel decision and recommendations, and decision on
behalf of the Secretary of State
Teacher: Peter Smith
Teacher ref number: 9355817
Teacher date of birth: 8 April 1971
TRA reference: 17595
Date of determination: 17 February 2021
Former employer: Abbeyfield School, Northampton
Introduction
A professional conduct panel (“the panel”) of the Teaching Regulation Agency (“the
TRA”) convened on 5 February 2020 at Ramada Hotel Butts, Coventry, CV1 3GG, to
consider the case of Mr Peter Smith (“Mr Smith”).
The panel members were Mr Chris Rushton (lay panellist – in the chair), Mrs Gail
Goodman (teacher panellist) and Mrs Kathy Thomson (former teacher panellist).
The legal adviser to the panel was Ms Carly Hagedorn of Eversheds Sutherland
(International) LLP.
The presenting officer for the TRA was Mr Ben Chapman of KCH Garden Square
Chambers instructed by Browne Jacobson LLP.
Mr Smith was present and was represented by Mr Ed Brown of the National Association
of Schoolmasters / Union of Women Teachers (NASUWT).
The hearing took place in public, save for parts of the hearing which were held in private
and was recorded.
The hearing was adjourned part heard on 7 February 2020 to a date to be fixed. At this
point, the panel had heard the closing statements from the presenting officer and the
teacher’s representative, and the legal advice from the legal adviser prior to deliberating
on the facts of the case. The panel adjourned the case at this point to reconvene at a
later date to deliberate on findings of fact.
Paragraph 4.3 of the Teacher Misconduct: Disciplinary Procedures for the Teaching
Profession, (the “Procedures”), states that “where, in the course of the panel’s hearing of
a case, a panel member is unable to remain a member of the panel, the TRA will appoint 4
another member in that person’s place, ensuring that they are fully acquainted with all the
documents previously before the panel, including a record of the proceedings.”
Mr Chris Major (teacher panellist) and Mrs Susan Humble (lay panellist) were appointed
as substitute panel members to replace Mrs Gail Goodman and Mrs Kathy Thomson. In
advance of the hearing, Mr Chris Major and Mrs Susan Humble were provided with all
papers in the case including the bundles referred to below and a record of the
proceedings. Mr Chris Rushton continued the role of Chair for the purposes of this
hearing. This panel then reconvened remotely on 16 and17 February 2021 to consider
the case.
The legal adviser to the panel continued to be Ms Carly Hagedorn of Eversheds
Sutherland (International) LLP.
The parties appeared remotely on 17 February 2021. The presenting officer for the TRA
was Mr Ben Chapman of KCH Garden Square Chambers. Mr Smith was present and
was represented by Mr Ed Brown of the National Association of Schoolmasters / Union of
Women Teachers (NASUWT). The hearing took place remotely, but with public access,
and was recorded.
Allegations
The panel considered the allegations set out in the notice of proceedings dated 11
December 2019.
It was alleged that Mr Smith had been convicted, at any time, of a relevant offence and
was guilty of unacceptable professional conduct and conduct that may bring the
profession into disrepute, in that whilst employed as a Teacher of Maths at Abbeyfield
School you:
1. On or around 12 May 2014 you were convicted at Wellingborough Magistrates
Court of the offence of pursuing a course of conduct which amounts to
harassment between 1 May 2013 and 19 December 2013, contrary to ss.2(1) and
2(2) Protection from Harassment Act 1997 and were sentenced to a period of
imprisonment of 14 weeks, suspended for 18 months;
2. Withheld relevant information around your conviction including, but not limited to,
the sentence of suspended imprisonment which you received;
3. Failed to disclose your previous disciplinary investigations and/or actions in the
application form or at all;
4. Engaged in sexual activity in the presence of a child;
5. Your conduct as may be found proven at allegation 2 and/or 3, above lacked
integrity and/or was dishonest; 5
6. Your conduct as may be found proven at 4 above, affected, or had the potential to
affect your suitability to work with children.
Mr Smith admitted the facts of allegation 1 and 3. There were no clear admissions on the
facts of allegation 4. Mr Smith denied the facts of allegations 2, 5 and 6. Mr Smith denied
that the allegations amounted to unacceptable professional conduct and/or conduct
which may bring the profession into disrepute. Mr Smith made no comment on whether
allegation 1 amounted to a relevant offence.
Preliminary applications
Additional documents
The teacher’s representative applied to admit the witness statement of Mr Smith. Under
paragraph 4.18 of the Procedures, the panel may admit any evidence, where it is fair to
do so, which may reasonably be considered to be relevant to the case. The document
was not served in accordance with the requirements of paragraph 4.20 of the
Procedures, and as such the panel was required to decide whether the document should
be admitted under paragraph 4.25 of the Procedures.
The panel was satisfied that the document was clearly relevant to the case as it was the
written statement from Mr Smith. The presenting officer raised no objection to this
application.
The panel decided to admit the document to be paginated as follows:
Witness statement of Mr Smith, pages 138 to 141.
Amendment to the allegations
An application was made by the presenting officer to alter the notice of proceedings by
amending the stem of allegation 1 to remove the statement that ‘whilst employed as a
Teacher of Maths at Abbeyfield School’, as this was factually incorrect in respect of the
timing of the conviction. The presenting officer requested that this sentence was replaced
with ‘whilst engaged in the teaching profession’. The replacement wording for the stem of
allegation 1 would therefore read:
‘It was alleged that Mr Smith had been convicted, at any time, of a relevant offence and
was guilty of unacceptable professional conduct and conduct that may bring the
profession into disrepute, in that whilst engaged in the teaching profession you:’
The panel had the power, in the interests of justice, to amend an allegation or the
particulars of an allegation, at any stage before making its decision about whether the
facts of the case have been proved. 6
Before making an amendment, the panel was required to consider any representations.
The presenting officer made the application on the ground that the amendment was a
factual error only, that did not change the nature, scope, or seriousness of the
allegations. The teacher’s representative raised no objection to this application.
The panel determined that the amendment proposed to the stem of allegation 1 was to
correct a factual error and did not change the nature, scope, or seriousness of the
allegations. There was no prospect of the teacher’s case being presented differently had
the amendment been made at an earlier stage, and therefore no unfairness or prejudice
caused to the teacher.
Applications during the course of the hearing
Excluding the public
During the course of the hearing, the teacher’s representative made an application for
part of the hearing to be held in private in respect of Mr Smith’s medical circumstances.
The panel considered whether to exercise its discretion under paragraph 11 of the
Teachers’ Disciplinary (England) Regulations 2012 (the “Regulations”) and paragraph
4.57 of the Teacher Misconduct: Disciplinary Procedures for the Teaching Profession
(the “Procedures”) to exclude the public from part of the hearing.
The panel took into account the general rule that hearings should be held in public and
that this is generally desirable to maintain public confidence in the administration of these
proceedings and also to maintain confidence in the teaching profession. The panel noted
that there were concerns about confidential matters relating to the teacher’s health being
placed in the public domain. The panel, therefore, considered whether there were any
steps short of excluding the public that would serve the purpose of protecting the
confidentiality of matters relating to the teacher’s health. It decided that there were not.
The panel, therefore, considered that such parts of the hearing should be held in private.
It decided that the public interest required that the hearing should be public but decided it
would hear certain parts relating to confidential medical circumstances in private.
Additional document
During the course of the hearing, the teacher’s representative and the presenting officer
reviewed the teacher’s medical records and jointly made an application for an agreed
summary of the medical records to be admitted. The presenting officer also raised the
issue of the late submission of such evidence to the panel. 7
Like the earlier application in this hearing, the document was not served in accordance
with the requirements of paragraph 4.20 of the Procedures, and as such the panel was
required to decide whether those documents should be admitted under paragraph 4.25 of
the Procedures. The panel took into account the late timing of such application as raised
by the presenting officer.
Under paragraph 4.18 of the Procedures, the panel may admit any evidence, where it is
fair to do so, which may reasonably be considered to be relevant to the case.
The presenting officer had already explained that the summary had been formed by
summarising a 42 page medical record. It was stated that a great deal of the information
from the record had been redacted for unknown reasons. The panel was not satisfied
that this very short summary document, consisting of less than an A4 page, required
admission, in the interests of justice. There was insufficient visible information in the
summary to reach a conclusion on its relevance. Therefore, the panel rejected the
application.
Summary of evidence
Documents
In advance of the hearing, the panel received a bundle of documents which included:
Section 1: Chronology – pages 1 to 2
Section 2: Notice of Referral, response and notice of hearing – pages 3 to 17
Section 3: Teaching Regulation Agency witness statements – pages 18 to 21
Section 4: Teaching Regulation Agency documents – pages 22 to 134
Section 5: Teacher documents – page 135
In addition, the panel agreed to accept the following:
Witness statement of Mr Smith – pages 138 to 141
The panel members confirmed that they had read all of the documents within the bundle,
in advance of the hearing and the additional document that the panel decided to admit.
After the decision was announced, the teacher’s representative provided the panel with
character references for Mr Smith. Under paragraph 4.18 of the Procedures, the panel
may admit any evidence, where it is fair to do so, which may reasonably be considered to
be relevant to the case. The panel was satisfied that the documents may reasonably be
considered to be relevant when going on to consider any mitigating factors when
providing its recommendation to the Secretary of State. The panel agreed to accept the 8
character references into the bundle of documents when considering its recommendation
to the Secretary of State:
Character References – pages 142 to 146
Witnesses
The panel heard oral evidence from Witness A and Witness B [Redacted}.
The witnesses were called on behalf of the TRA.
Decision and reasons
The panel announced its decision and reasons as follows:
The panel carefully considered the case before it and reached a decision.
Mr Smith applied for a position at the School in March 2018. Mr Smith disclosed a
harassment without violence conviction on his application form. Mr Smith was
subsequently interviewed for a teaching position at the School in April 2018 where he
was questioned about his conviction. Mr Smith started employment at the School in June
2018. On the first day of Mr Smith’s employment, the teacher provided the School with
his DBS certificate. The DBS certificate disclosed that Mr Smith was sentenced to 14
weeks imprisonment, which was suspended for a period of 18 months. Consequently, Mr
Smith was asked to provide further information about the conviction. Mr Smith stated that
he did not have any of the court documentation. He did, however, offer his notes which
he had provided to his solicitor at the time. The notes revealed that Mr Smith had
engaged in sexual activity on a number of occasions [Redacted] in the presence of a
child. The School alleged that Mr Smith withheld information surrounding the severity and
circumstances of the conviction and failed to disclose information which could impact
upon his suitability to work with children. On 12 July 2018, Mr Smith was suspended
pending investigation and a probation review meeting was held on 18 July 2018. Mr
Smith was dismissed on 19 July 2018. He appealed, but the decision was upheld.
Findings of fact
The findings of fact are as follows:
The panel found the following particulars of the allegations against you proved, for these
reasons:
1. On or around 12 May 2014 you were convicted at Wellingborough
Magistrates Court of the offence of pursuing a course of conduct which
amounts to harassment between 1 May 2013 and 19 December 2013,
contrary to ss.2(1) and 2(2) Protection from Harassment Act 1997 and were 9
sentenced to a period of imprisonment of 14 weeks, suspended for 18
months.
The panel considered all of the evidence before it. The panel noted that Mr Smith
admitted to the facts of this allegation. The panel considered the declaration on Mr
Smith’s application form to the School and the DBS application form where Mr Smith
disclosed a conviction for harassment without violence.
There was further evidence of the admission in Mr Smith’s written statement. Mr Smith
also admitted the offence during the hearing.
The panel was not provided with the DBS certificate, evidence from the PNC or
magistrates’ court. It had, however, seen Mr Smith’s statements which included the
custody number from the case.
On this basis, the panel found allegation 1 proved.
3. Failed to disclose your previous disciplinary investigations and/or actions in
the application form or at all;
The panel considered all of the evidence before it. The panel noted that Mr Smith did not
disclose any disciplinary action from a previous position on his application form to the
School. In Mr Smith’s application form, he was asked if he had “ been subject to any
disciplinary action in a previous position”. Mr Smith replied “No” on the form.
The panel had seen direct evidence within the bundle to confirm that Mr Smith was subject
to a formal disciplinary procedure in a previous role amounting to a first written warning.
On requesting further information from Mr Smith in relation to his conviction, the School
became aware of a disciplinary investigation which Mr Smith had been subject to at a
previous school.
Mr Smith stated that he did not feel he could disclose the previous disciplinary action on
his application form because he was subject to confidentiality terms within a compromise
agreement. This agreement was signed as part of his departure from the previous school.
The panel did not have sight of the compromise agr eement, but it was accepted by the
parties that a compromise agreement did exist.
The panel noted that Mr Smith was unclear as to whether he was subject to a disciplinary
investigation from his previous role when questioned about the incident during his
probationary review meeting. The panel took into consideration that the incident occurred
in 2011. Mr Smith’s application to the School was seven years after this incident took place.
The panel noted that the School in its disciplinary process failed to uphold to an allegation
similar to this and stated: “…the incident dated back to 2011 and may not have been
relevant to the decision surrounding your appointment”.
The panel had seen evidence within the bundle that showed that Mr Smith was subject to
a formal disciplinary investigation. This led to a formal written warning being placed in Mr
Smith’s personal file and the warning was to remain active for twelve months. He was 10
informed of the outcome via letter to his home address. It was clear that Mr Smith had
corresponded with his previous employer in relation to the outcome as Mr Smith
appealed the decision. That appeal was unsuccessful. The panel, therefore, concluded
that Mr Smith was aware that he was subject to a disciplinary investigation in a previous
role.
The panel found allegation 3 proved.
4. Engaged in sexual activity in the presence of a child.
The panel assessed all of the evidence before it.
In Mr Smith’s notes to his solicitor, Mr Smith stated that ‘me and [Child A] play Guitar
Hero. Mr Smith’s [Redacted] “gets into bed [Redacted]. [Redacted] as I play the game. I
join her while [Child A] continues to play the game begrudgingly alone”. When questioned
by the presenting officer whether [Redacted] continued after that point, Mr Smith
responded “yes”.
The presenting officer asked how old Child A was at the time. Mr Smith said that Child A
was [Redacted] years old.
Mr Smith stated that his [Redacted] was “[Redacted] while I played [Child A] at
[Redacted] while [Child A] was in the same room and we were under the covers”.
In his oral evidence, Mr Smith acknowledged that he did have sex with his [Redacted]
while Child A was in the room. However, he stated that Child A had no idea of what he
and his [Redacted] were doing. Under questioning, Mr Smith insisted that he and his
[Redacted] made no [Redacted] and, consequently, Child A could not have heard any
[Redacted].
Witness A confirmed in oral evidence that Mr Smith had told him he did take part in
[Redacted] in the presence of a child in the same room.
The panel noted that Mr Smith stated that his [Redacted] and Child A denied anything
[Redacted] took place whilst in the presence of Child A.
On the balance of probabilities, the panel found allegation 4 proved.
6. Your conduct as may be found proven at 4 above, affected, or had the
potential to affect your suitability to work with children.
The panel considered the evidence before it.
During the hearing, the presenting officer asked Mr Smith whether the engagement in
[Redacted] between two adults in the presence of a child would be the sort of thing he
would report if he became aware of this as a teacher. Mr Smith responded by saying
“Absolutely, yeah”. Mr Smith stated in his oral evidence that his conduct was “absolutely
disgusting”.
Witness A stated that this raised serious concerns in respect of safeguarding. Witness A
stated that Mr Smith tried to defend his actions by stating that the [Redacted] took place
under a blanket showed a lack of understanding of the need to safeguard children. 11
Witness A stated that this is not activity that a child should be exposed to and Mr Smith
should have realised that this sort of activity should not happen in front of minors.
When this question was put to Witness B, she stated that it would raise a safeguarding
concern for such activity to happen in the presence of a child. Witness B stated that this
type of activity could cause psychological harm to a child.
In oral evidence, Mr Smith accepted that to engage in [Redacted] in the presence of a
child was inappropriate and could cause psychological harm to a child.
The panel concluded that this type of behaviour was wholly inappropriate and cast
significant doubt on Mr Smith’s suitability to work with children. It raised serious
safeguarding issues. These issues were not solely limited to the potential psychological
and behavioural harm that it could cause to a child.
The panel found allegation 6 proved.
The panel found the following particulars of the allegations against Mr Smith not
proved, for these reasons:
2. Withheld relevant information around your conviction including, but not
limited to, the sentence of suspended imprisonment which you received;
Mr Smith disclosed his conviction at the very outset on his application form to the School.
The panel heard evidence from Witness A that he had asked Mr Smith to tell him a bit
more about the conviction at interview. Witness A stated that Mr Smith did not disclose
the details of the sentence at interview.
Mr Smith told the panel that Witness A had never specifically asked a question about the
sentence for the conviction. Mr Smith stated that he gave Witness A further information
about this conviction when he was asked but he was stopped after a few minutes when
Witness A raised his hand in a way that Mr Smith took to mean to stop speaking.
Mr Smith was questioned by the presenting officer on what information he had disclosed
to Witness A. Mr Smith explained that had he been given the opportunity by Witness A to
divulge further information he would have done so, but he was stopped by Witness A’s
hand gesture.
The panel was of the opinion that Witness A, being employed as [Redacted] at the
School, would have been very experienced in interviewing candidates. The panel noted
that the School was willing to employ Mr Smith without having information regarding his
sentence. If the School had deemed the nature of the sentence to be relevant, then the
School should have gathered this information at the outset.
The panel noted that Mr Smith was forthcoming with statements from the case when
asked for further information at a later stage. 12
Therefore, the panel did not find allegation 2 proved.
5. Your conduct as may be found proven at allegation 2 and/or 3, above lacked
integrity and/or was dishonest.
The panel considered all of the evidence before it. The panel only considered allegation 5
in respect of the proved allegation 3.
The panel had regard for the legal adviser’s advice when considering an allegation of
dishonesty and/or lack of integrity. As for dishonesty, the panel needed first to ascertain
subjectively the actual state of Mr Smith’s knowledge or belief as to the facts. Secondly,
the panel needed to determine whether Mr Smith’s state of mind was honest or dishonest
by the application of the objective standards of the ordinary honest person.
When considering lack of integrity, the panel recognised that this allegation connotes
adherence to the ethical standards of one’s own profession that involves more than mere
honesty. It is linked to the manner in which the profession professes to serve the public.
The panel firstly turned its mind to the actual state of Mr Smith’s knowledge or belief as to
the facts. The panel had seen evidence within the bundle that showed that Mr Smith was
subject to a formal disciplinary investigation, and he was informed of the outcome via
letter to his home address. Mr Smith had corresponded with his previous employer in
relation to the outcome as he appealed the decision.
The panel was mindful that Mr Smith had stated that he did not feel that he could
disclose whether he was subject to a previous disciplinary investigation due to the
confidentiality terms of the compromise agreement.
The panel also had regard to the written evidence. The Outcome of Governing Body
Appeal Hearing letter dated 17 November 2011 stated that Mr Smith’s written warning
was to remain active for twelve months from the date of issue of the warning which was 7
October 2011. The panel accepted that this may have caused confusion for Mr Smith, as
he applied for the job at the School in March 2018.
As a result, the panel accepted that Mr Smith may have thought that he was acting in line
with his compromise agreement at his previous school when completing the application
form. Therefore, the panel decided that when Mr Smith completed the application form,
he believed that he did not have to disclose any previous disciplinary investigation.
The panel did not consider that Mr Smith’s failure to disclose previous disciplinary
investigations and/or actions in the application form was dishonest.
Based on the evidence, the panel concluded that Mr Smith was confused as to whether
he needed to disclose the previous disciplinary investigation on his application form. The
panel did not consider that Mr Smith’s failure to disclose previous disciplinary
investigations in the application form lacked integrity. The panel did not feel that Mr 13
Smith’s behaviour was in contrast to the manner in which the profession professes to
serve the public.
On the balance of probabilities, the panel did not find allegation 5 proved.
Findings as to unacceptable professional conduct and/or conduct that
may bring the profession into disrepute and/or conviction of a relevant
offence
Having found allegations 1, 3, 4 and 6 proved, the panel considered whether the facts of
those proved allegations amounted to unacceptable professional conduct and/or conduct
that may bring the profession into disrepute.
In doing so, the panel had regard to the document Teacher Misconduct: The Prohibition
of Teachers, which is referred to as “the Advice”.
The panel was satisfied that the conduct of Mr Smith, in relation to the facts found
proved, involved breaches of the Teachers’ Standards. The panel considered that, by
reference to Part 2, Mr Smith was in breach of the following standards:
• Teachers uphold public trust in the profession and maintain high standards of ethics
and behaviour, within and outside school, by
o at all times observing proper boundaries appropriate to a teacher’s
professional position
The panel was not satisfied that the conduct of Mr Smith in relation to the facts found
proved in allegation 3 involved breaches of the Teachers’ Standards. The panel did not,
therefore, consider that Mr Smith’s conduct fell significantly short of the standards
expected of the profession.
The panel was satisfied that the conduct of Mr Smith in allegations 1, 4 and 6 amounted
to misconduct of a serious nature which fell significantly short of the standards expected
of the profession.
The panel also considered whether Mr Smith’s conduct displayed behaviours associated
with any of the offences listed on pages 10 and 11 of the Advice. The panel found that
none of these offences was relevant.
The panel noted that allegations 1 and 4 took place outside the education setting.
Nevertheless, the panel gave consideration to the potential affect this could have on Mr
Smith’s suitability to work with children.
Accordingly, the panel was satisfied that Mr Smith was guilty of unacceptable
professional conduct. 14
The panel took into account the way the teaching profession is viewed by others and
considered the influence that teachers may have on pupils, parents, and others in the
community. The panel also took account of the uniquely influential role that teachers can
hold in pupils’ lives and the fact that pupils must be able to view teachers as role models
in the way that they behave.
The findings of misconduct are serious, and the conduct displayed would be likely to
have a negative impact on the individual’s status as a teacher, potentially damaging the
public perception of the profession.
Having found the facts of particulars 1, 4 and 6 proved, the panel further found that Mr
Smith’s conduct amounted to both unacceptable professional conduct and conduct that
may bring the profession into disrepute.
Additionally, in respect of allegation 1, the panel was satisfied that the conduct of Mr
Smith, in relation to the facts it found proved, involved breaches of the Teachers’
Standards. The panel considered that by reference to Part 2, Mr Smith was in breach of
the following standards:
Teachers uphold public trust in the profession and maintain high standards of ethics and
behaviour, within and outside school, by
o showing tolerance of and respect for the rights of others
The panel took account of the way the teaching profession is viewed by others. The
panel considered that Mr Smith’s behaviour in committing the offence could affect public
confidence in the teaching profession, given the influence that teachers may have on
pupils, parents and others in the community.
Although the conduct that led to the conviction did not take place within the context of his
teaching role, the panel was satisfied that the conviction was a conviction for a relevant
offence because:
i. Mr Smith’s behaviour ultimately led to a sentence of suspended imprisonment,
which was indicative of the seriousness of the offence committed;
ii. Mr Smith had a clear disregard for the police harassment warnings. The panel
felt these actions demonstrated a failure to abide by the law;
iii. Public confidence in the profession is likely to be adversely affected by Mr
Smith’s conduct and conviction.
The panel took into account the written evidence, where it was noted that Mr Smith was
on [Redacted] at the time of the harassment offence took place. The panel noted that Mr
Smith continued to teach at the same school for more than 3 years after the harassment
conviction. 15
Nevertheless, the panel found that the seriousness of the offence that led to the
conviction was relevant to Mr Smith’s ongoing suitability to teach. The panel found that
this was a relevant offence. It is necessary to reaffirm clear standards of conduct so as to
maintain public confidence in the teaching profession.
Panel’s recommendation to the Secretary of State
Given the panel’s findings in respect of unacceptable professional conduct and conduct
that may bring the profession into disrepute and a conviction of a relevant offence, it was
necessary for the panel to go on to consider whether it would be appropriate to
recommend the imposition of a prohibition order by the Secretary of State.
In considering whether to recommend to the Secretary of State that a prohibition order
should be made, the panel had to consider whether it would be an appropriate and
proportionate measure, and whether it would be in the public interest to do so. Prohibition
orders should not be given in order to be punitive, or to show that blame has been
apportioned, although they are likely to have punitive effect.
The panel had regard to the particular public interest considerations set out in the Advice
and having done so, found a number of them to be relevant in this case, namely, the
protection of pupils, the protection of other members of the public, the maintenance of
public confidence in the profession, declaring and upholding proper standards of conduct
and the interest of retaining the teacher in the profession.
In the light of the panel’s findings against Mr Smith, which involved a relevant offence
and sexual activity in the presence of a child, there were strong public interest
considerations as detailed below:
I. In respect of the protection of pupils, given the serious finding of sexual activity in
the presence of a child.
II. Public confidence in the profession could be seriously weakened if conduct such
as that found against Mr Smith were not treated with the utmost seriousness when
regulating the conduct of the profession.
III. Retaining the teacher in the profession since limited doubt had been cast upon his
abilities as an educator and he was able to make a valuable contribution to the
profession.
In view of the clear public interest considerations that were present, the panel considered
carefully whether or not it would be proportionate to impose a prohibition order, taking
into account the effect that this would have on Mr Smith.
In carrying out the balancing exercise, the panel had regard to the public interest
considerations both in favour of, and against, prohibition as well as the interests of Mr
Smith. The panel took further account of the Advice, which suggests that a prohibition 16
order may be appropriate if certain behaviours of a teacher have been proved. In the list
of such behaviours, those that were relevant in this case were:
• serious departure from the personal and professional conduct elements of the
Teachers’ Standards;
• a deep-seated attitude that leads to harmful behaviour;
• the commission of a serious criminal offence, including those that resulted in a
conviction, paying particular attention to offences that are ‘relevant matters’ for the
purposes of The Police Act 1997 and criminal record disclosures.
Even though some of the behaviour found proved in this case indicated that a prohibition
order would be appropriate, the panel went on to consider the mitigating factors.
Mitigating factors may indicate that a prohibition order would not be appropriate or
proportionate.
Mr Smith had a previously good record. The teacher’s representative told the panel that
Mr Smith was having [Redacted] during the period of the harassment offence for which
Mr Smith was convicted. The panel, however, concluded that this was not a suitable
reason to dismiss the seriousness of the offence and the sexual activity in the presence
of a child.
As far as the panel was aware, Mr Smith had a previously good history and the panel
accepted that the incident was out of character. The teacher’s representative provided
the panel with five character references.
A previous work colleague said: “I have known Peter since September 2009, so for
almost 12 years now. We met when I moved to Unity College [Redacted]. Although he
was in the Maths faculty and I was in the Science faculty we were both rated highly as
teachers and got to know one through the outstanding teachers [sic] programme which
started soon after I joined.”
A local community club instructor, where Mr Smith volunteers, stated: “Peter is very well
respected and loved by both the students and parents alike for his fun caring manner as
well as his natural ability to teach and connect with students of all ages who sometimes
pose their own unique learning challenges.”
A parent of one of Mr Smith’s private tutees stated: “It’s clear he has a love for education
and from everything I have seen our education system would be better if he was able to
get back to work.”
A previous colleague stated: “I worked with Peter for 6 years as part of the maths team at
Unity college Northampton. He was a lead teacher and I was [Redacted].
One of Mr Smith’s current managers stated: “I find Peter is very well liked by his fellow
colleagues and will do his utmost to assist and train them to the highest degree.” 17
The panel saw evidence that showed Mr Smith was previously subject to a disciplinary
warning.
The panel first considered whether it would be proportionate to conclude this case with
no recommendation of prohibition, considering whether the publication of the findings
made by the panel would be sufficient.
The panel was of the view that, applying the standard of the ordinary intelligent citizen, it
would not be a proportionate and appropriate response to recommend no prohibition
order. Recommending that the publication of adverse findings would be sufficient would
unacceptably compromise the public interest considerations present in this case, despite
the severity of the consequences for Mr Smith of prohibition.
The panel was of the view that prohibition was both proportionate and appropriate. The
panel decided that the public interest considerations outweighed the interests of Mr
Smith. Mr Smith’s sexual activity with his [Redacted], in the presence of a child in the
same room was a significant factor in forming that opinion. Accordingly, the panel made a
recommendation to the Secretary of State that a prohibition order should be imposed with
immediate effect.
The panel went on to consider whether or not it would be appropriate for it to decide to
recommend a review period of the order. The panel was mindful that the Advice states
that a prohibition order applies for life, but there may be circumstances, in any given
case, that may make it appropriate to allow a teacher to apply to have the prohibition
order reviewed after a specified period of time that may not be less than two years.
The Advice indicates that there are behaviours that, if proved, would militate against the
recommendation of a review period, but the panel did not consider any of these to be
relevant.
The panel accepted that Mr Smith has shown some insight into his actions. For example,
when Mr Smith was questioned by the presenting officer about the sexual activity with his
[Redacted], in the presence of a child, Mr Smith stated that his conduct was “absolutely
disgusting”.
The panel noted that there was no direct evidence from Mr Smith’s [Redacted] or Child A
in respect of the finding of sexual activity in the presence of a child. However, the panel
recognised that the evidence came entirely from Mr Smith’s own words.
The panel also took into consideration that whilst Mr Smith was sentenced to 14 weeks
imprisonment, which was suspended for a period of 18 months, the harassment
conviction was without violence.
Mr Smith has since attended [Redacted]. When questioned by the panel, Mr Smith stated
that he no longer needed the [Redacted]. Mr Smith also stated that he had a steady job
and stable family situation. 18
The panel decided that the findings indicated a situation in which a review period would
be appropriate and, as such, decided that it would be proportionate, in all the
circumstances, for the prohibition order to be recommended with provisions for a review
period after 3 years.
Decision and reasons on behalf of the Secretary of State
I have given very careful consideration to this case and to the recommendation of the
panel in respect of both sanction and review period.
In considering this case, I have also given very careful attention to the Advice that the
Secretary of State has published concerning the prohibition of teachers.
In this case, the panel has found some of the allegations proven and found that those
proven facts amount to unacceptable professional conduct and/or conduct that may bring
the profession into disrepute and/or a relevant conviction. In this case, the panel has
found some of the allegations not proven and found that some allegations do not amount
to unacceptable professional conduct or conduct likely to bring the profession into
disrepute. I have therefore put those matters entirely from my mind.
The panel has made a recommendation to the Secretary of State that Mr Peter Smith
should be the subject of a prohibition order, with a review period of 3 years.
In particular, the panel has found that Mr Smith is in breach of the following standards:
Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by
o at all times observing proper boundaries appropriate to a teacher’s
professional position
Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by
o showing tolerance of and respect for the rights of others
The panel finds that the conduct of Mr Smith fell significantly short of the standards
expected of the profession.
The findings of misconduct are particularly serious as they include a finding of a
conviction of harassment, engaging in sexual activity in the presence of a child and that
conduct found proven affected or had the potential to affect Mr Smith’s suitability to work
with children.
I have to determine whether the imposition of a prohibition order is proportionate and in
the public interest. In considering that for this case, I have considered the overall aim of a
prohibition order which is to protect pupils and to maintain public confidence in the
profession. I have considered the extent to which a prohibition order in this case would 19
achieve that aim taking into account the impact that it will have on the individual teacher.
I have also asked myself, whether a less intrusive measure, such as the published
finding of unacceptable professional conduct and conduct that may bring the profession
into disrepute, would itself be sufficient to achieve the overall aim. I have to consider
whether the consequences of such a publication are themselves sufficient. I have
considered therefore whether or not prohibiting Mr Smith, and the impact that will have
on him, is proportionate and in the public interest.
In this case, I have considered the extent to which a prohibition order would protect
children. The panel has observed, “In the light of the panel’s findings against Mr Smith,
which involved a relevant offence and sexual activity in the presence of a child, there
were strong public interest considerations: In respect of the protection of pupils, given the
serious finding of sexual activity in the presence of a child”. A prohibition order would
therefore prevent such a risk from being present in the future.
I have also taken into account the panel’s comments on insight and remorse, which the
panel sets out as follows, “The panel accepted that Mr Smith has shown some insight
into his actions. For example, when Mr Smith was questioned by the presenting officer
about the sexual activity with his [Redacted], in the presence of a child, Mr Smith stated
that his conduct was “absolutely disgusting”.
I have gone on to consider the extent to which a prohibition order would maintain public
confidence in the profession. The panel observe, “the panel found that the seriousness
of the offence that led to the conviction was relevant to Mr Smith’s ongoing suitability to
teach. The panel found that this was a relevant offence. It is necessary to reaffirm clear
standards of conduct so as to maintain public confidence in the teaching profession”.
Although outside the education setting, I am particularly mindful of the finding of sexual
activity in the presence of a [Redacted] year old child in this case and the impact that
such a finding has on the reputation of the profession.
I have had to consider that the public has a high expectation of professional standards of
all teachers and that the public might regard a failure to impose a prohibition order as a
failure to uphold those high standards. In weighing these considerations, I have had to
consider the matter from the point of view of an “ordinary intelligent and well-informed
citizen.”
I have considered whether the publication of a finding of unacceptable professional
conduct, in the absence of a prohibition order, can itself be regarded by such a person as
being a proportionate response to the misconduct that has been found proven in this
case.
I have also considered the impact of a prohibition order Mr Smith himself. He is no longer
employed at the School, the panel comment “As far as the panel was aware, Mr Smith
had a previously good history and the panel accepted that the incident was out of 20
character. The teacher’s representative provided the panel with five character
references”.
A prohibition order would prevent Mr Smith from teaching. A prohibition order would also
clearly deprive the public of his contribution to the profession for the period that it is in
force.
In this case, I have placed considerable weight on the panel’s comments “The panel
decided that the public interest considerations outweighed the interests of Mr Smith. Mr
Smith’s sexual activity with his [Redacted], in the presence of a child in the same room
was a significant factor in forming that opinion”.
I have given less weight in my consideration of sanction therefore, to the contribution that
Mr Smith has made to the profession. In my view, it is necessary to impose a prohibition
order in order to maintain public confidence in the profession. A published decision, in
light of the circumstances in this case, does not in my view satisfy the public interest
requirement concerning public confidence in the profession.
For these reasons, I have concluded that a prohibition order is proportionate and in the
public interest in order to achieve the intended aims of a prohibition order.
I have gone on to consider the matter of a review period. In this case, the panel has
recommended a 3 year review period.
I have considered the panel’s comments “Mr Smith has since attended [Redacted]. When
questioned by the panel, Mr Smith stated that he no longer needed the [Redacted]. Mr
Smith also stated that he had a steady job and stable family situation”.
I have considered whether a 3 year review period reflects the seriousness of the findings
and is a proportionate period to achieve the aim of maintaining public confidence in the
profession. In this case, I have decided that a two-year review period is not sufficient to
achieve the aim of maintaining public confidence in the profession. In reaching this
decision I have noted the following “there was no direct evidence from Mr Smith’s
[Redacted] or Child A in respect of the finding of sexual activity in the presence of a child.
However, the panel recognised that the evidence came entirely from Mr Smith’s own
words”.
I consider therefore that a 3 year review period is required to satisfy the maintenance of
public confidence in the profession.
This means that Mr Peter Smith is prohibited from teaching indefinitely and cannot
teach in any school, sixth form college, relevant youth accommodation or
children’s home in England. He may apply for the prohibition order to be set aside, but
not until 24 February 2024, 3 years from the date of this order at the earliest. This is not
an automatic right to have the prohibition order removed. If he does apply, a panel will 21
meet to consider whether the prohibition order should be set aside. Without a successful
application, Mr Smith remains prohibited from teaching indefinitely.
This order takes effect from the date on which it is served on the teacher.
Mr Smith has a right of appeal to the Queen’s Bench Division of the High Court within 28
days from the date he is given notice of this order.
Decision maker: Sarah Buxcey
Date: 19 February 2021
This decision is taken by the decision maker named above on behalf of the Secretary of
State.
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