Prohibition Order Active: The Teaching Regulation Agency has issued a prohibition order for this teacher. This person is prohibited from carrying out teaching work in any school, sixth form college, relevant youth accommodation or children’s home in England.
Teacher Record Details
Teacher Reference Number
7352072
Teacher's date of birth:
17 February 1955
Location teacher worked:
Liverpool, North West England
Date of professional conduct panel:
18 and 19 September 2017
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mrs Susan Horncastle, formerly employed in Norfolk, East England.
Date of Birth
17 February 1955
Location teacher worked:
Liverpool, North West England
Date of professional conduct panel:
18 and 19 September 2017
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mrs Susan Horncastle, formerly employed in Norfolk, East England.
Location Employed
Liverpool, North West England
Date of professional conduct panel:
18 and 19 September 2017
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mrs Susan Horncastle, formerly employed in Norfolk, East England.
Professional Panel Date
18 and 19 September 2017
Outcome type:
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mrs Susan Horncastle, formerly employed in Norfolk, East England.
Agency Outcome Decision
Prohibition order
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Mrs Susan Horncastle, formerly employed in Norfolk, East England.
Decision Published Date
12 October 2017
Full PDF Document Transcript Search
Mrs Susan Horncastle:
Professional conduct
panel outcome
Panel decision and reasons on behalf of the
Secretary of State
September 2017
2
Contents
A. Introduction 3
B. Allegations 4
C. Preliminary applications 5
D. Summary of evidence 5
Documents 5
Witnesses 6
E. Decision and reasons 6
Panel’s recommendation to the Secretary of State 14
Decision and reasons on behalf of the Secretary of State 17
3
Professional conduct panel decision and recommendations, and decision on
behalf of the Secretary of State
Teacher: Mrs Susan Horncastle
Teacher ref number: 7352072
Teacher date of birth: 17 February 1955
NCTL case reference: 15174
Date of determination: 19 September 2017
Former employer: Our Lady of Good Help Primary School, Liverpool
A. Introduction
A professional conduct panel (“the panel”) of the National College for Teaching and
Leadership (“the National College”) convened on 18 -19 September 2017 at Radisson
Blu Edwardian Manchester, Free Trade Hall, Peter Street, Manchester M2 5GP to
consider the case of Mrs Susan Horncastle.
The panel members were Mr Mark Tweedle (teacher panellist – in the chair), Mr John
Matharu (lay panellist) and Ms Jean Carter (lay panellist).
The legal adviser to the panel was Mr James Danks of Blake Morgan LLP.
The presenting officer for the National College was Mr Andrew Cullen of Browne
Jacobson LLP.
Mrs Horncastle was not present but was represented by Ms Melanie Williamson of
Counsel.
The hearing took place in public and was recorded. 4
B. Allegations
The panel considered the allegations set out in the Notice of Proceedings dated 07 July
2017
1. It was alleged that Susan Horncastle was guilty of unacceptable professional
conduct/and or conduct that may bring the profession into disrepute whilst
employed as Headteacher of Our Lady of Good Help Catholic Primary School
(“the School”) during the period 2013 – 2016 in that:
a. In respect of Pupil A, she failed to inform relevant staff members, including
Pupil A’s teacher, that Pupil A was not to be collected from School by
anyone other than those persons specified in the written request of Pupil
A’s guardian, which was provided to the School in 2015;
b. She failed to take appropriate action in respect of safeguarding and/or child
protection concerns she was made aware of at the School, including in
particular:
i. in respect of Pupil B following the disclosure of domestic violence by
his mother in or around October 2014;
ii. in respect of Pupil C following the behaviour displayed by him in the
dining hall in or around January 2015;
iii. in respect of Pupil D following her disclosure of domestic violence in
or around February 2015;
iv. in respect of Pupil E by failing to refer concerns to the appropriate
agency/agencies in or around 2013;
v. in respect of Pupil G by failing to promptly and/or adequately refer
issues relating to an injury underneath his eye and his subsequent
absence from the School to the appropriate agency/agencies on or
around 8 and 9 October 2015;
vi. in respect of Pupil H in relation to a burn injury to her ankle in or
around January 2015 and/or a burn at the top of her leg in or around
September 2015.
c. In her conduct, as may be found proven at allegations 1(b)(i) – (b)(vi)
above, she failed in regard to safeguarding and/or child protection concerns
including:
i. failing to provide feedback to one or more staff members after they
reported safeguarding and/or child protection concerns to her; 5
ii. failing to inform relevant staff member(s) of safeguarding and/or child
protection concerns that she had become aware of;
iii. failing to implement adequate safeguarding and/or child protection
procedures and/or policies within the School;
iv. failing to provide and/or arrange adequate safeguarding and/or child
protection training for staff members.
2. She has been convicted, at any time, of a relevant offence in that she was
convicted on 30 October 2015 at Wirral Magistrates’ Court of the following
offence: causing unnecessary suffering to an animal contrary to Section 4
of the Animal Welfare Act 2006 for which she was sentenced to a custodial
sentence for a period of 3 months, which was suspended for two years and
she was ordered to pay RSPCA costs of £997.64 and court costs of
£150.00.
A signed and dated Statement of Agreed Facts was provided to the panel prior to the
hearing. This document confirmed the admission by Mrs Horncastle of all particulars and
sub-particulars of allegation 1 and the facts and conviction that lay behind allegation 2.
Mrs Horncastle also admitted that allegation 1's particulars and sub-particulars amounted
to unacceptable professional conduct and conduct that may bring the profession into
disrepute. Mrs Horncastle however denied that the admitted conviction amounted to a
'relevant' offence.
C. Preliminary applications
At the start of the hearing, the panel considered an application from Mr Cullen to amend
the date of conviction in allegation 2 from 30 to 29 October 2015. He explained that this
was a mere typographical error and there could be no confusion as to the conviction
being referred to in that allegation. There was no objection from Ms Williamson and the
panel determined it was clearly in the interests of justice that this amendment be made.
During the hearing, Mr Cullen also made a further application to narrow the dates
contained within the head of allegation1 to accurately reflect the year that Mrs Horncastle
resigned from her position at Our Lady of Good Help School . Again, there was no
objection from Ms Williamson and the panel determined it was in the interests of justice
for the allegations to reflect the evidence. As such, the panel allowed the application.
D. Summary of evidence
Documents
In advance of the hearing, the panel received a bundle of documents which included: 6
Section 1: Chronology and anonymised pupil list – pages 2 to 4
Section 2: Notice of Proceedings and response – pages 6 to 16.8
Section 3: NCTL witness statements – pages 17 to 32
Section 4: NCTL documents – pages 34 to 124
Section 5: Teacher documents – pages 126 to 141
The panel members confirmed that they had read all of the documents in advance of the
hearing.
Witnesses
In light of the Statement of Agreed Facts and the only issue being that of the relevancy of
the offence within allegation 2, the panel did not hear oral evidence from any witness.
E. Decision and reasons
The panel announced its decision and reasons as follows:
The panel has carefully considered the case before it and has reached a decision.
The panel confirms that it has read all the documents provided in the bundle in advance
of the hearing.
Mrs Horncastle had been employed as headteacher at Our Lady of Good Help School
(“the School”), Liverpool since 1997. During this employment, she was also the
designated safeguarding lead at the School.
On 6 October 2015, the local authority conducted a Staff Wellbeing Questionnaire at the
School. Following the responses to these questionnaires, the local authority decided to
undertake a Safeguarding Review on 23 October 2015 that led to Mrs Horncastle's
suspension. Separately, Mrs Horncastle was convicted at Wirral Magistrates' Court for
causing unnecessary suffering to an animal and subsequently resigned from her position
at the School on 25 November 2015.
Findings of fact
Our findings of fact are as follows:
The panel has found the following particulars of the allegations against you proven, for
these reasons:
1. It is alleged that you are guilty of unacceptable professional conduct and or
conduct that may bring the profession into disrepute whilst employed as 7
Headteacher of Our Lady of Good Help Catholic Primary School (“the
School”) during the period 2013 – 2015 in that:
a. In respect of Pupil A, you failed to inform relevant staff members,
including Pupil A’s teacher, that Pupil A was not to be collected from
School by anyone other than those persons specified in the written
request of Pupil A’s guardian, which was provided to the School in
2015;
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 8 and 9 to be particularly relevant, which state:
"Mrs Horncastle admits that she received a letter from Pupil A's grandmother, which set
out her instructions that Pupil A was only to be collected from the School by three
individuals: her, Pupil A's grandfather or Pupil A's auntie. Mrs Horncastle accepts that
she was informed via the letter that Pupils A's parents had no parental rights over him.
Mrs Horncastle admits that the grandmother of Pupil A's clear intention was that she
wanted her instructions and concerns to be brought to the attention of staff.
Mrs Horncastle accepts that Pupil A's class teacher at the relevant time was Individual A,
and that she had responsibility for releasing the pupils in her class at the end of the
school day. Mrs Horncastle admits that she failed to inform Individual A of the instructions
as set out in the aforementioned letter. Mrs Horncastle admits that she failed to inform
relevant staff members that Pupil A was not to be collected from School by anyone other
than those persons specified in the letter she received".
In light of the clear and unequivocal admission by Mrs Horncastle, the panel has found
this allegation proved.
b. You failed to take appropriate action in respect of safeguarding and/or
child protection concerns you were made aware of at the School,
including in particular:
i. in respect of Pupil B following the disclosure of domestic
violence by his mother in or around October 2014;
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 11 and 12 to be particularly relevant, which state:
"Mrs Horncastle accepts that in around October 2014 Pupil B's mother attended the
School and made a disclosure to Pupil B's class teacher, Individual B. Mrs Horncastle
admits that she was on the School premises at this time and was informed by Individual
B of the details of her conversations with Pupil B's mother. Mrs Horncastle accepts that 8
she was told by Individual B that Pupil B's mother disclosed that Pupil B's father had spat
at her and kicked her in the stomach and that Pupil B had witnessed the assault.
Mrs Horncastle admits that following this conversation she told Individual B to deal with
the matter, gave no further instructions to Individual B and closed the door. Mrs
Horncastle admits that she failed to take appropriate action in respect of this concern.”
In light of the clear and unequivocal admission by Mrs Horncastle, the panel has found
this allegation proved.
ii. in respect of Pupil C following the behaviour displayed by him in
the dining hall in or around January 2015;
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 16, 17 and 19 to be particularly relevant, which state:
"Mrs Horncastle accepts that in or around January 2015, she was in the vicinity of the
School's dining hall with Pupil C. Mrs Horncastle accepts that Pupil C was shouting and
scratching himself and had to be removed from the dining hall.
Mrs Horncastle admits that she told Pupil C to stop scratching himself and then left him
with other staff members. Mrs Horncastle admits that she did not notify Pupil C's mother
of his behaviour nor did she notify Care Line.
Mrs Horncastle admits that she failed to take appropriate action in response to Pupil C's
behaviour".
In light of the clear and unequivocal admission by Mrs Horncastle, the panel has found
this allegation proved.
iii. in respect of Pupil D following her disclosure of domestic
violence in or around February 2015;
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 22 to 25 to be particularly relevant, which state:
“Mrs Horncastle accepts that in February 2015 she was informed by Individual C that
Pupil D had disclosed that her mother had been whipped by her father with an electric
wire and that she and her mother had marks over their bodies.”
Mrs Horncastle accepts that she did not make a record of this disclosure in Pupil D's file
and did not ask Individual C for her record of this disclosure. 9
Mrs Horncastle accepts that she did not speak with Pupil D's teacher or make any
referrals after she was informed of the disclosure. [redacted].”
Mrs Horncastle admits that she failed to take appropriate action in respect of this
disclosure.
In light of this clear and unequivocal admission from Mrs Horncastle, the panel has found
this allegation proved.
iv. in respect of Pupil E by failing to refer concerns to the
appropriate agency/agencies in or around 2013;
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 29 to 31 to be particularly relevant, which state:
“Mrs Horncastle accepts that at some point during 2013 Pupil E was brought into the
School in a police car because she and her mother had been threatened by her mother's
partner. Mrs Horncastle admits that she was aware of this on the morning Pupil E arrived
in School but did not inform Pupil E's teacher, Individual B.
Mrs Horncastle accepts that Individual B informed her that Pupil E was upset that
morning and told her that she had been brought into the School in a police car as she
thought Mrs Horncastle was not aware.
Mrs Horncastle admits that she failed to take appropriate action as she failed to refer
these concerns to the appropriate agency/agencies.”
In light of this clear and unequivocal admission from Mrs Horncastle, the panel has found
this allegation proved.
v. in respect of Pupil G by failing to promptly and/or adequately
refer issues relating to an injury underneath his eye and his
subsequent absence from school to the appropriate
agency/agencies on or around 8 and 9 October 2015;
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 34 to 37 to be particularly relevant, which state:
“Mrs Horncastle accepts that on 8 October 2015, Individual D, a teaching assistant,
spoke with her about Pupil G. Mrs Horncastle accepts that she was told that Pupil G had
a mark under his eye and that he said 'no one's hit me' when asked about it by Individual
D. Mrs Horncastle accepts that she was aware that Pupil G had a social worker. 10
Mrs Horncastle accepts that on the morning of 9 October 2015, Pupil G's class teacher,
Individual E, spoke with her and advised her that Pupil G was absent from the School.
Mrs Horncastle accepts that she told individual E that she would email Pupil G's social
worker. Mrs Horncastle accepts that later that morning Individual E came back to see her
for an update and at that point she had emailed the social worker and showed Individual
E the email.
Mrs Horncastle admits that she did not attempt to call the social worker on 8 or 9 October
2015 and that she did not receive a response from the social worker until 13 October
2015.
Mrs Horncastle admits that she failed to take appropriate action in respect of the injury to
and subsequent absence of Pupil G as she failed to promptly refer these concerns to
Pupil G's social worker”.
In light of the clear and unequivocal admission by Mrs Horncastle, the panel has found
this allegation proved.
vi. in respect of Pupil H in relation to a burn injury to her ankle in or
around January 2015 and/or a burn at the top of her leg in or
around September 2015.
The panel made reference to the Statement of Agreed Facts that set out Mrs
Horncastle's unequivocal admission of this allegation. In particular, the panel considered
paragraphs 42 to 45 to be particularly relevant, which states:
”Mrs Horncastle accepts that in January 2015 she was informed verbally by Individual E
that Pupil H had a burn to her rear ankle area.
Mrs Horncastle accepts that on 28 September 2015, she was informed verbally by
Individual E that Pupil H had a burn to the top of her leg.
Mrs Horncastle accepts that there were no forms for Individual E to complete setting out
the injuries to Pupil H and instead Individual E kept personal notes, which were not
requested by Mrs Horncastle until October 2015 when she needed to complete forms
about the injuries.
Mrs Horncastle accepts that she failed to take appropriate action in respect of these
injuries as she failed to keep her own record and failed to refer these concerns to the
appropriate agency/agencies”.
In light of Mrs Horncastle's clear and unequivocal admissions, the panel has found this
allegation proved. 11
c. In your conduct, as may be found proven at allegations 1(b)(i) – (b)(vi)
above, your failures in regarding to safeguarding and/or child
protection concerns included:
i. failing to provide feedback to one or more staff members after
they reported safeguarding and/or child protection concerns to
you;
In light of the proven conduct at allegation 1.b. and the admission to this allegation by
Mrs Horncastle, the panel has found this allegation proved in respect of Pupils C, E and
G.
ii. failing to inform relevant staff member(s) of safeguarding and/or
child protection concerns that you had become aware of;
In light of the proven conduct at allegation 1.b. and the admission to this allegation by
Mrs Horncastle, the panel has found this allegation proved in respect of Pupil E.
iii. failing to implement adequate safeguarding and/or child
protection procedures and/or policies within the School;
In light of the proven conduct at allegation 1.b. and the admission to this allegation by
Mrs Horncastle, the panel has found this allegation proved in respect of Pupils B, D, G
and H.
iv. failing to provide and/or arrange adequate safeguarding and/or
child protection training for staff members.
In light of the proven conduct at allegation 1.b. and the admission to this allegation by
Mrs Horncastle, the panel has found this allegation proved in respect of Pupils B, C, D, G
and H.
2. You have been convicted, at any time, of a relevant offence in that you
were convicted on 29 October 2015 at Wirral Magistrates’ Court of the
following offence: causing unnecessary suffering to an animal
contrary to Section 4 of the Animal Welfare Act 2006 for which you
were sentenced to a custodial sentence for a period of 3 months,
which was suspended for two years and you were ordered to pay
RSPCA costs of £997.64 and court costs of £150.00.
The facts behind the conviction were admitted by Mrs Horncastle. It was however denied
that that the conviction was for a relevant offence and the panel carefully considered both
parties' arguments on this point.
The panel noted the following points that were clearly set out in the Memorandum of
Conviction that is produced within the bundle:
The time period involved for the crime was a month; 12
Mrs Horncastle was sentenced to a custodial sentence, albeit that it was
suspended. It was therefore clear that the custodial threshold had been crossed;
The reasons for custody were the 'serious nature of the offence, the serious
neglect of a dog', and the failure to provide veterinary care at an early stage;
As a result of these reasons the dog was caused to suffer.
The panel did note that Mrs Horncastle had shown remorse and that there was no
evidence that there was any intent for cruelty. Compared to the offences listed on page 8
of the Teacher misconduct – the prohibition of teachers document, the panel accepted
that this particular offence was towards the lower end of the scale with regard to
seriousness.
The panel did nevertheless consider that the offence was serious, given that elements of
neglect were shown, and that a custodial sentence had been imposed. In addition, the
panel considered that the public's confidence in the teaching profession would be
negatively affected by Mrs Horncastle's conviction for this offence.
On balance, the panel does therefore consider this conviction to be relevant and
therefore finds this allegation proved.
Findings as to unacceptable professional conduct and conduct that
may bring the profession into disrepute and conviction of a relevant
offence
Having found all of the allegations to have been proven, the panel has gone on to
consider whether the facts of those proven allegations amount to unacceptable
professional conduct and/or conduct that may bring the profession into disrepute.
In doing so, the panel has had regard to the document Teacher misconduct: the
prohibition of teachers, which the panel refers to as “the Advice”.
The panel noted Mrs Horncastle accepted that the admitted conduct for allegation 1
amounted to both unacceptable professional conduct and conduct that may bring the
profession into disrepute. The panel did however take an independent approach and
made its own determination irrespective of the teacher's admissions.
The panel is satisfied that the conduct of Mrs Horncastle in relation to the facts found
proven, involved breaches of the Teachers’ Standards. The panel considers that by
reference to Part Two, Mrs Horncastle is in breach of the following standards:
Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by; 13
o treating pupils with dignity, building relationships rooted in mutual respect, and
at all times observing proper boundaries appropriate to a teacher’s
professional position;
o having regard for the need to safeguard pupils’ well-being, in accordance with
statutory provisions;
o showing tolerance of and respect for the rights of others;
Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach, and maintain high standards in their
own attendance and punctuality.
Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
The panel is satisfied that the conduct of Mrs Horncastle fell significantly short of the
standards expected of the profession. The safeguarding procedures that were in place
were manifestly inadequate and impacted on the safety and wellbeing of all pupils.
Vulnerable pupils were not properly protected including in cases such as Pupil A when
the concerns were so serious that the police were asked to be called if the pupil's parents
came to pick him up. There was clear evidence that a number of pupils either witnessed
or were subjected to physical violence at their homes and Mrs Horncastle's failure to take
prompt and effective action could easily have led to even more serious harm. As both
headteacher and the designated senior person with responsibility for safeguarding Mrs
Horncastle's actions were a failure of leadership and an abdication of her duty to protect
the well-being of pupils.
Safeguarding is one of the most important, if not the most important, responsibility that
any teacher holds. As an experienced headteacher Mrs Horncastle must have been fully
aware of the standards that were expected of both her and her staff. Her failure to
communicate appropriately, put robust systems in place and provide training for all staff
were shortcomings of the utmost seriousness.
For all of these reasons, Mrs Horncastle's conduct regarding allegation 1 amounts to
unacceptable professional conduct.
The panel has taken into account how the teaching profession is viewed by others and
considered the influence that teachers may have on pupils, parents and others in the
community. The panel has taken account of the uniquely influential role that teachers can
hold in pupils’ lives and that pupils must be able to view teachers as role models in the
way they behave. Because of the seriousness of Mrs Horncastle's behaviour, this must
be conduct that brings the profession into disrepute.
In respect of allegation 2, the panel has also taken account of how the teaching
profession is viewed by others. The panel considered that Mrs Horncastle's behaviour in
committing the offence could affect the public confidence in the teaching profession given
the influence that teachers may have on pupils, parents and others in the community. 14
The panel has noted that Mrs Horncastle's behaviour has ultimately led to her receiving a
sentence of imprisonment, albeit that it is suspended, which is indicative of the
seriousness of the offences committed.
The panel has also taken into consideration Mrs Horncastle’s account of the emotional
difficulties she describes that she was suffering at the relevant time as a result of
pressures from work and her medical issues.
Overall, the panel has found the seriousness of the offending behaviour that led to the
conviction is relevant to the teacher’s ongoing suitability to teach. The panel considers
that a finding that this conviction is a "relevant offence" is necessary to reaffirm clear
standards of conduct so as to maintain public confidence in the teaching profession.
Panel’s recommendation to the Secretary of State
Given the panel’s findings in respect of unacceptable professional conduct, conduct that
may bring the profession into disrepute and a conviction of a relevant offence, it is
necessary for the panel to go on to consider whether it would be appropriate to
recommend the imposition of a prohibition order by the Secretary of State.
In considering whether to recommend to the Secretary of State that a prohibition order
should be made, the panel has to consider whether it is an appropriate and proportionate
measure, and whether it is in the public interest to do so. Prohibition orders should not be
given in order to be punitive, or to show that blame has been apportioned, although they
are likely to have punitive effect.
The panel has considered the particular public interest considerations set out in the
Advice and having done so has found a number of them to be relevant in this case,
namely:
the protection of pupils;
the maintenance of public confidence in the profession; and
declaring and upholding proper standards of conduct.
In light of the panel’s findings against Mrs Horncastle, which involved repeated instances
over a period of time of failing to safeguard pupils there is a strong public interest
consideration in respect of the protection of pupils. The panel noted that with regard to
the conviction there was some similarity between her failure to take timely and effective
action to protect the welfare of her dog and the failure to protect the children put into her
care. Caring for pupils and safeguarding their welfare must be a core priority for all
teachers. In the view of the panel, public confidence in the profession would be seriously
weakened if conduct such as that found against Mrs Horncastle was not treated with the
utmost seriousness when regulating the profession. 15
The panel also considered there to be a strong public interest consideration in declaring
and upholding proper standards for the profession since the conduct found against Mrs
Horncastle was outside that which could reasonably be tolerated.
The panel also considered the public interest in not prohibiting Mrs Horncastle from being
a teacher. Whilst the panel has not seen many references testifying to Mrs Horncastle's
effectiveness as a teacher, the panel does give some, albeit limited, consideration to the
public interest in not prohibiting her given her length of career. The panel noted that Mrs
Horncastle had fulfilled her role as headteacher for eighteen years and that for the
majority, her career had been unblemished.
Notwithstanding the clear public interest considerations that were present, the panel
considered carefully whether or not it would be proportionate to impose a prohibition
order taking into account the effect that this would have on Mrs Horncastle.
In carrying out the balancing exercise the panel has considered the public interest
considerations both in favour of and against prohibition as well as the interests of Mrs
Horncastle, who had spent her entire career teaching.
The panel took further account of the Advice, which suggests that a prohibition order may
be appropriate if certain behaviours of a teacher have been proven. In the list of such
behaviours, those that are relevant in this case are:
serious departure from the personal and professional conduct elements of the
Teachers’ Standards;
misconduct seriously affecting the education and/or well-being of pupils, and
particularly where there is a continuing risk;
commission of a serious criminal offence which resulted in a conviction;
…deliberate behaviour that undermines pupils, the profession, the school or
colleagues.
Even though there were behaviours that would point to a prohibition order being
appropriate, the panel went on to consider whether or not there were sufficient mitigating
factors to militate against a prohibition order being an appropriate and proportionate
measure to impose, particularly taking into account the nature and severity of the
behaviour in this case.
It was submitted to the panel, by her representative, that Mrs Horncastle's failings were
only for a limited period of time and coincided with her being prescribed medication that
affected her ability to concentrate. The panel accepted that the majority of the issues
involving safeguarding of pupils did take place within a 12 month period. Whilst Mrs
Horncastle provided details of her medication for part of the relevant time, the panel
noted that this was not referred to in detail in the medical evidence provided by the
teacher's GP. In particular there was no indication from the GP as to how the medication 16
may have affected the teacher's ability to carry out her day to day duties during the
relevant period.
In the view of the panel there is no evidence that Mrs Horncastle’s actions were anything
other than deliberate nor any suggestion that she was acting under duress. Whilst Mrs
Horncastle had not purposely set out to cause harm to either pupils or animals, such was
the disregard for her responsibilities that the risk of harm was significantly increased.
Although there is no suggestion that pupils came to physical harm as a consequence of
Mrs Horncastle's failings it is evident that her dog did suffer.
The teacher did have a previously good history of great length including a significant
period of time as a headteacher. The panel accepts that the incident was out of character
when viewing her teaching career as a whole. The panel has also had sight of and
considered the character references that have been provided by Individual F, Individual
G and Individual H that provide support for Mrs Horncastle's positive role in the
community and as a teacher.
The panel also considered the further explanation put forward by Mrs Horncastle that at
the relevant time, issues were developing between her and the Governors that left her
feeling ill-supported in her role at the school. The panel has no doubt that Mrs
Horncastle's position will have been pressurised but she was a headteacher of great
experience and it appeared to be an attempt to divert blame away from herself. There
was also some evidence that Mrs Horncastle's priorities were misplaced. For example,
she has explained that the pressures of obtaining quotes for the school to be painted
may have led to other matters not being dealt with appropriately. Safeguarding of pupils
must always be the highest priority for any teacher and the panel placed little weight on
these explanations.
The panel was not satisfied that Mrs Horncastle had demonstrated sufficient insight into
the impact of her actions on the pupils and the School. It accepted that the admissions to
all allegations provided an indication of developing insight however there was no
evidence of any remediation being undertaken nor proposed.
The panel is therefore of the view that prohibition is both proportionate and appropriate.
The panel has decided that the public interest considerations outweigh the interests of
the teacher. Whilst the majority of the allegations were contained within a twelve month
period, the panel did consider there to be a pattern of repeated and serious failings.
Further there was evidence that the systems for safeguarding in place at the school had
been inadequate for a longer period. The safety of pupils, and future safety of pupils, was
therefore a significant factor in forming this opinion and accordingly, the panel makes a
recommendation to the Secretary of State that a prohibition order should be imposed with
immediate effect.
The panel went on to consider whether or not it would be appropriate for them to decide
to recommend that a review period of the order should be considered. The panel was 17
mindful that the Advice states that a prohibition order applies for life, but there may be
circumstances in any given case that may make it appropriate to allow a teacher to apply
to have the prohibition order reviewed after a specified period of time that may not be
less than 2 years.
As stated previously, the panel did not consider any particular insight has been provided
by Mrs Horncastle with regard to the impact of her actions. The panel takes the view that
the admissions provide some evidence of developing insight, and gives an indication that
her conduct may be remediable over time. Whilst no adverse inference has been taken,
the panel would have been assisted in assessing the degree of insight shown by Mrs
Horncastle had she taken advantage of the opportunity to give live evidence.
The panel felt the findings indicated a situation in which a review period would be
appropriate and as such decided that it would be proportionate in all the circumstances
for the prohibition order to be recommended with a provision for a review period after 4
years.
Decision and reasons on behalf of the Secretary of State
I have given very careful consideration to this case and to the recommendation of the
panel in respect of sanction and review period.
In considering this case, I have also given very careful attention to the advice that is
published by the Secretary of State concerning the prohibition of teachers.
In this case, the panel has found the allegations proven and found that those proven
facts amount to unacceptable professional conduct and conduct that may bring the
profession into disrepute and conviction, at any time of a relevant offence. The panel has
made a recommendation to the Secretary of State that Mrs Horncastle should be the
subject of a prohibition order, with a review period of four years.
In particular the panel has found that Mrs Horncastle is in breach of the following
standards:
Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by:
o treating pupils with dignity, building relationships rooted in mutual respect, and
at all times observing proper boundaries appropriate to a teacher’s
professional position;
o having regard for the need to safeguard pupils’ well-being, in accordance with
statutory provisions;
o showing tolerance of and respect for the rights of others; 18
Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach, and maintain high standards in their
own attendance and punctuality;
Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
The panel finds that the conduct of Mrs Horncastle fell significantly short of the standards
expected of the profession.
The findings of misconduct in this case are particularly serious as they include failures in
safeguarding and child protection. The Teachers Standards make clear the expectations
of a teacher in relation to this. The panel also comment that, “Caring for pupils and
safeguarding their welfare must be a core priority for all teachers.” I have therefore given
significant weight to the fact that over a period of twelve months there were a number of
incidents where the well being of children was put at risk because of the failure to act on
the part of Mrs Horncastle.
I have to determine whether the imposition of a prohibition order is proportionate and in
the public interest. In considering that for this case I have considered the overall aim of a
prohibition order which is to protect pupils and to maintain public confidence in the
profession. I have considered the extent to which a prohibition order in this case would
achieve that aim taking into account the impact that it will have on the individual teacher.
I have also asked myself whether or not a less intrusive measure, such as the published
finding of unacceptable professional conduct and conduct that may bring the profession
into disrepute, would itself be sufficient to achieve the overall aim. I have to consider
whether the consequences of such a publication are themselves sufficient. I have
considered therefore whether or not prohibiting Mrs Horncastle, and the impact that will
have on her, is proportionate.
In this case I have considered the extent to which a prohibition order would protect
children. The panel has observed that there was, “clear evidence that a number of pupils
either witnessed or were subjected to physical violence at their homes and Mrs
Horncastle's failure to take prompt and effective action could easily have led to even
more serious harm.” The panel also said that Mrs Horncastle’s failure to have appropriate
systems in place within the school were, “shortcomings of the utmost seriousness.” A
prohibition order would therefore prevent such a risk from being present. I have also
taken into account the panel’s comments on insight and remorse where the panel said it
was, “not satisfied that Mrs Horncastle had demonstrated sufficient insight into the impact
of her actions on the pupils and school. It accepted that the admissions to all allegations
provided an indication of developing insight however there was no evidence of any
remediation being undertaken nor proposed.” In my judgement the lack of full insight and
the fact that no evidence of remedial actions was provided means that there is some risk
of the repetition of this behaviour and this risks future pupil safety. I have therefore given
this element considerable weight in reaching my decision. 19
I have gone on to consider the extent to which a prohibition order would maintain public
confidence in the profession. The panel observe, “public confidence in the profession
would be seriously weakened if conduct such as that found against Mrs Horncastle was
not treated with the utmost seriousness when regulating the profession.”
I have had to consider that the public has a high expectation of professional standards of
all teachers and that failure to impose a prohibition order might be regarded by the public
as a failure to uphold those high standards. In weighing these considerations I have had
to consider the matter from the point of view of an “ordinary intelligent and well-informed
citizen.”
I have considered whether the publication of a finding of unacceptable professional
conduct, in the absence of a prohibition order, can itself be regarded by such a person as
being a proportionate response to the misconduct that has been found proven in this
case.
I have also considered the impact of a prohibition order on Mrs Horncastle herself. The
panel say Mrs Horncastle had, “a previously good history of great length including a
significant period of time as a head teacher. The panel accept that the incident was out of
character when viewing her teaching career as a whole.” The panel also saw character
references that provided positive support for Mrs Horncastle. I also note the pressure Mrs
Horncastle said she was under and that she felt ill-supported in her role. I further observe
the panel’s comments that Mrs Horncastle’s explanation of this appeared to “divert blame
away from herself” and that the panel “placed little weight on these explanations”.
A prohibition order would prevent Mrs Horncastle from continuing in the teaching
profession. A prohibition order would also clearly deprive the public of her contribution to
the profession for the period that it is in force.
In this case I have placed considerable weight on the panel’s comments concerning the
lack of insight or remorse. Although the panel thought admission to the allegations
showed a developing insight it did not consider “any particular insight had been provided
by Mrs Horncastle with regard to the impact of her actions.”
I have also placed considerable weight on the finding of the panel that Mrs Horncastle’s
actions showed a pattern of repeated behaviour and “serious failings” in relation to her
safeguarding duties. This in turn, in my view placed pupils at significant risk.
I have given less weight in my consideration of sanction therefore, to the contribution that
Mrs Horncastle has made to the teaching profession. In my view it is necessary to
impose a prohibition order in order to maintain public confidence in the profession. A
published decision that is not backed up by remorse or sufficient insight does not in my
view satisfy the public interest requirement concerning public confidence in the
profession. 20
For these reasons I have concluded that a prohibition order is proportionate and in the
public interest in order to achieve the aims which a prohibition order is intended to
achieve.
I have gone on to consider the matter of a review period. In this case the panel has
recommended a 4 year review period.
I have considered the panel’s comments that it, “takes the view that the admissions
provide some evidence of developing insight, and gives an indication that her conduct
may be remediable over time. Whilst no adverse inference has been taken, the panel
would have been assisted in assessing the degree of insight shown by Mrs Horncastle
had she taken advantage of the opportunity to give live evidence.“
The panel has also said “the findings indicated a situation in which a review period would
be appropriate”.
I have considered whether a 4 year review period reflects the seriousness of the findings
and is a proportionate period to achieve the aim of maintaining public confidence in the
profession. In this case, I consider there has been repeated misconduct which has
already placed, and if left to continue would carry on placing, pupils safety at risk. Given
the lack of evidence of remedial action, and the panel was not being able to adequately
assess the degree of insight shown, my view is that a four year review period is sufficient
to achieve the aim of maintaining public confidence in the profession.
I consider therefore that a four year review period is required to satisfy the maintenance
of public confidence in the profession.
This means that Mrs Susan Horncastle is prohibited from teaching indefinitely and
cannot teach in any school, sixth form college, relevant youth accommodation or
children’s home in England. She may apply for the prohibition order to be set aside, but
not until 5 October 2021, 4 years from the date of this order at the earliest. This is not an
automatic right to have the prohibition order removed. If she does apply, a panel will
meet to consider whether the prohibition order should be set aside. Without a successful
application, Mrs Susan Horncastle remains prohibited from teaching indefinitely.
This order takes effect from the date on which it is served on the teacher.
Mrs Horncastle has a right of appeal to the Queen’s Bench Division of the High Court
within 28 days from the date she is given notice of this order.
21
Decision maker: Dawn Dandy
Date: 27/09/2017
This decision is taken by the decision maker named above on behalf of the Secretary of
State.
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