Prohibition Order Active: The Teaching Regulation Agency has issued a prohibition order for this teacher. This person is prohibited from carrying out teaching work in any school, sixth form college, relevant youth accommodation or children’s home in England.
Teacher Record Details
Teacher Reference Number
0214711
Teacher's date of birth:
30 December 1948
Location teacher worked:
Surrey, South East
Date of professional conduct panel:
28 January 2013
Outcome type:
Prohibition order
Prohibition order effective:
7 February 2013
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Ms Annette Therese Sale, formerly employed in Surrey, South East.
Date of Birth
30 December 1948
Location teacher worked:
Surrey, South East
Date of professional conduct panel:
28 January 2013
Outcome type:
Prohibition order
Prohibition order effective:
7 February 2013
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Ms Annette Therese Sale, formerly employed in Surrey, South East.
Location Employed
Surrey, South East
Date of professional conduct panel:
28 January 2013
Outcome type:
Prohibition order
Prohibition order effective:
7 February 2013
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Ms Annette Therese Sale, formerly employed in Surrey, South East.
Professional Panel Date
28 January 2013
Outcome type:
Prohibition order
Prohibition order effective:
7 February 2013
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Ms Annette Therese Sale, formerly employed in Surrey, South East.
Agency Outcome Decision
Prohibition order
Prohibition order effective:
7 February 2013
Notice is hereby given that, in accordance with The Teacher's’ Disciplinary (England) Regulations 2012, a professional conduct panel was convened to consider the case of Ms Annette Therese Sale, formerly employed in Surrey, South East.
Decision Published Date
31 January 2013
Full PDF Document Transcript Search
THE TEACHING AGENCY
Decision of a Professional Conduct Panel and the Secretary of State
Teacher: Ms Annette Sale
Teacher ref no: 0214711
Teacher date of birth: 30/12/1948
TA Case ref no: 007296
Date of Determination: 31 January 2013
Former Employer: Phoenix Centre, Surrey
A. Introduction
A Professional Conduct Panel (‘the Panel’) of the Teaching Agency convened on
28, 29 and 30 January 2013 at 53-55 Butts Road, Earlsdon Park, Coventry, CV1
3BH to consider the case of Ms Annette Sale.
The Panel members were:
Kathy Thomson (Teacher Panellist – in the Chair);
Aamer Naeem (Lay Panellist); and
Mick Levens (Teacher Panellist).
The Legal Adviser to the Panel was Christopher Alder of Blake Lapthorn Solicitors.
The Presenting Officer for the Teaching Agency was Sarah Knight of Bevan Britten
LLP, Solicitors.
Ms Sale was not present and was not represented.
The hearing took place in public and was recorded.
B. Preliminary Issues
At the outset of the hearing, the Presenting Offi cer provided evidence to confirm
that the Notice of Proceedings had been posted to Ms Sale's last known address
and applied for the hearing to proceed in Ms Sale's absence.
Before the Panel considered its decision, the Legal Adviser declared the followin g
advice:
The Panel should consider Regulation 19 of the Disciplinary (England) Regulations
2012 (‘the Regulations) and paragraphs 4.10 and 4.26 of the Disciplinary
Procedures for the regulation of the teaching profession (‘the Disciplinary
Procedures’).
A Teacher has a right to be present at a hearing, but can waive the right to attend.
The Panel's discretion to proceed in the absence of a teacher should be exercised
with the utmost care and caution. In exercising that discretion the Committee must
have regard to the interests of justice. Fairness to others, including witnesses and
the Agency, can also be taken into account. The Panel may take into account the
interests of any witnesses and the Agency which seeks to conduct the process
expeditiously and within a reasonable time of the date of the alleged events.
The Panel should refer to the guidance provided by the case of R v Jones (2002)
2ALLER and Tait v Royal College of Veterinary Surgeons (2003) UKPC34.
Should it hear the case in the absence of a teacher, the Panel must ensure that the
hearing is as fair as the circumstances permit. It must take reasonable steps both
during the giving of evidence and in the summing up to expose weaknesses in the
Agency's case and to make such points on behalf of the Teacher as the evidence
permits.
The Panel announced its decision and reasons for that decision as follows:
"Having reviewed the Notice of Proceedings of 16 November 2012 and having
heard representations from the Agency we conclude that the Notice ha s been
served appropriately and in accordance with the Teacher's Disciplinary Regulations
and Disciplinary Procedures.
We have considered very carefully whether to proceed in Ms Sale's absence today.
In this regard, we have considered each guideline set out in the case of Jones.
Ms Sale has not corresponded with the Agency nor the General Teaching Council,
although it is clear from an email from her representatives Partners Employment
Lawyers that she knew that the GTC had commenced an investigation in D ecember
2010. Ms Sale has not responded to the Notice of Proceedings.
We have carefully considered the steps which have been taken to contact Ms Sale
which has included the instruction of enquiry agents to seek to locate her.
Following the clarificat ion this morning by the Presenting Officer of the additional
enquiries which have been made to her former representatives and the NAHT, we
are satisfied that reasonable steps have been taken to establish contact with Ms
Sale and to establish current contact details for her.
We are satisfied that the Notice has been sent to the last known postal address for
Ms Sale. We note that Ms Sale has not requested that correspondence should be
sent to her by email or other means. Ms Sale has not engaged with the Agency or
GTCE and she has not provided either with any different address from that which is
set out on the Notice. We believe that it is a reasonable expectation for teachers to
notify the Agency of any change in their circumstances, should they knowingl y be
subject to investigation.
We have carefully considered the nature of the case, the allegations and the
evidence which is available to us. We have noted that witnesses are available to
attend the hearing who can provide direct evidence. We have als o noted that the
case and evidence to be presented by the Agency is the same, or largely the same,
as that considered as part of the investigation at the Unit. We have also noted that
there is detailed evidence in the bundle regarding Ms Sale's evidence, information
and representations.
We recognise the responsibility on this Panel to make such points and to test
evidence as might be appropriate on Ms Sale's behalf. We will consider her
evidence, representations and assertions very carefully. Given these factors we are
satisfied that we can ensure that Ms Sale will receive a fair hearing.
We do not feel that it is necessary to delay consideration of the hearing and
therefore we have decided that it is in the public interest to continue with the hearing
today. "
C. Summary of Evidence
Documents
In advance of the hearing, the Panel received a bundle of documents, comprising:
Section 1 Anonymised Pupil List pages 1-2
Section 2 Notice of Proceedings and Teacher’s Response pages 3 - 9
Section 3 Teaching Agency Witness Statements pages 11 - 86
Section 4 Teaching Agency documents pages 88 – 780
Section 5 Teacher’s Documents pages (none)
Additional Documents
At the outset, Ms K night requested that a number of documents be admitted in
evidence – a number of those were submitted which supported the Teacher's
position.
Having taken advice from the Legal Adviser, the Panel was satisfied that the
documents were relevant to the issues that it was called upon to decide and that it
would be assisted by their admission.
The additional documents were added to Section 3 of the papers as pages 780–
811.
Brief Summary
Please note that this is intended to be a summary – it does not reflect the complete
evidence given.
The Panel carefully considered the submissions of the Presenting Officer in opening
and closing submissions.
The Presenting Officer call ed Witness A , Assistant Local Education Officer. The
Panel took her statement, found at pages11-16 of the hearing bundle, as read.
In response to questions from the Presenting Officer and, subsequently, the Panel ,
Witness A provided more detail of her investigation and the decisions which were
taken about the selection of witnesses. She gave greater detail regarding the local
authority preliminar y investigation and subsequent investigation following
recommendations made by Individual B . Witness A gave further evidence
regarding how witness statements were prepared and how minutes of the interviews
were sent to the witnesses for confirmation. Sh e was able to provide further
information regarding the amendments to the meeting minutes as required by
Individual X. Witness A was also able to provide the P anel with greater detail in
relation to her review of the pupil intervention records and pupil log book entries.
She confirmed that she had spoken with Pupil A regarding his time at the Centre.
Witness A gave evidence about the detail of the statements made by the various
teaching and non teaching staff at the Centre. She accepted that there appeared to
be division between the staff - with non teaching staff being happy with the
management of the Centre and, broadly speaking, teaching staff being concerned
about its management. Pupil intervention and/or incidents regarding pupil restraints
could be recorded in the pupil log books and she confirmed that it was a teacher's
responsibility to complete the record of intervention.
The Presenting O fficer called Witness C , Administrative O fficer at the Centre , to
give evidence. The Panel took her state ment, found at pages 22 -27 of the hearing
bundle, as read.
In response to questions from the Presenting Officer and, subsequently, the Panel ,
Witness C provided additional detail regarding her responsibilities as the Centre's
Administrative Officer. Witness C was able to provide further detail in relation to
the culture at the Centre. She was an eye witness to the use of the Time Out Room
and was able to describe the room in detail. She gave additional evidence to the
Panel regarding her concerns abou t the use of the Time Out Room and her
discussions with Individual D and Individual E who were teaching staff. She gave
additional detail regarding the physical movement of Pupil A when he was forcibly
moved from the taxi into the Centre.
Witness C described how, from January 2009, she kept a log of the pupil
interventions and cross referred these with the formal records. The formal records
often lacked detail about the physical restraints.
Witness C also gave additional detail about her conversation with Ms Sale who, she
recalled, asked her to remove a personnel file for Individual F, a supply teacher who
was MAPA trained.
Witness C gave further detail regarding Ms Sale's management of the Centre. She
confirmed that Ms Sale had no teaching commitm ent. She agreed that the Centre
was not adequately staffed. She did not know what steps Ms Sale had taken to
bring concerns to the attention of the local authority.
The Presenting O fficer had inten ded to call Individual G , Assistant Director for
Young People, to give evidence. However, the P resenting officer was not able to
call Individual G on 29 January . He had not attended the hearing on Monday 28
January and could not be contacted the following day. The P anel decided to
proceed without his evidence.
The Presenting O fficer called Witness H , Senior Social Worker, to give evidence.
The Panel took her statement, found at pages 52-63 of the bundle, as read.
In response to questions from the Presenting O fficer and, subsequently, the Panel,
Witness H provided a detailed summary of her experience and professional
qualifications. She was able to assist the P anel by providing direct eye witness
evidence of the layout of the Centre, its atmosphere and culture. She described the
professional relationship she had with the Centre and the , "1 to1" meetings she had
with Ms Sale. She gave her opinion about the inappropriate use of the Time Out
Room and inappropriate pupil management.
Witness H gave additional evidence to the P anel about her discussions with
members of staff and of the concerns which were brought to her attention about the
management of pupil behaviour at the Centre. She provided additional detail about
her views of attempting different therapeutic / behavioural management approaches
to the vulnerable pupils in the Centre. Witness H explained how she had raised
concerns with Ms Sale, specifically regarding Pupils F and A. Ms Sale had
explained her view of the management of Pupil A. She had subsequently
telephoned Witness H during a p eriod of her (Witness H’s) leave during which she
explained that the pupil's behaviour had improved. She explained to Witness H that
this showed that her approach to his behaviour was successful.
Witness H described the line management structure as it re lated to her role and
how she had raised her concerns about the management of pupils at the Centre to
the attention of others at CAMHS.
Witness H was able to pr ovide additional detail to the P anel regarding the
requirement to keep records of pupil inte rventions – and how she had been
concerned about the lack of detail of physical interventions. She explained how, in
her view, Ms Sale had never attempted to mistreat pupils and that the position at
the Centre was very challenging. Ms Sale was clearly re sponding to a very
stressful situation at the Centre and this may have affected her management. She
was not aware of any conspiracy to undermine Ms Sale, but had felt, herself, to be
excluded by a number of the staff. She was concerned that Ms Sale's app roach in
running the centre had led to her crossing a line again and again.
The Presenting Officer called Witness I , Head of I nclusion for Surrey County
Council, to give evidence. The panel took her statement, found at pages 28 -44 of
the hearing bundle, as read.
In response to questions from the Presenting Officer and, subsequently, the P anel,
Witness I gave additional detail regarding the County Council investigation into the
Centre and her prese ntation of the case before the Employment T ribunal. She
provided additional detail, specifically, in respect of her discussion with Ms Sale
during interview , during which Ms Sale appeared to accept a number of the
concerns raised by the County Council.
When referred to specific emails, Witness I explained that Ms Sale had not properly
brought her concerns about ina ppropriate pupil placement to the attention of her
superiors – her opinion was that she had not emailed the correct people . She did
not concede that Ms Sale, in emailing her line manager Individual B, had followed
the correct route to raise concerns.
Witness I was unable to confirm whether there had been 18 pupils at the Centre.
She did not believe that , in any event, this represented a n excessive number of
pupils for the Centre. She conceded tha t a number of the pupils had been at the
Centre for a longer period than “the Council would have liked" and accepted that
this was regrettable. However, she went onto explain that the Phoenix Centre was
not the only Pupil Referral U nit in the Surrey County Council area and that
requesting authority for the movement of pupils had, "a reality script" around it.
Witness I described the role of Heads of Pupil Referral U nits, and how they have a
relatively autonomous role akin to that of a Headteacher. Witness I gave additional
evidence regarding her concerns about the recruitment of Individual F and the lack
of a CRB check. She confirmed that advice given to the Council had been that the
actions at the Centre were illegal. She confirmed that no criminal p rosecution had
been undertaken. She also provided further information which confirmed that no
disciplinary action had been taken against any member of staff at the Centre, other
than Ms Sale. She confirmed that she had not been a witness to the events at the
Centre.
D. Decision and Reasons
"We have now carefully considered the case before us and have reached a
decision.
We confirm that we have read all the documents provided in the bundle in advance
of the hearing, the additional documents provided at th e start of the hearing and we
have carefully considered all of the evidence presented to us during the hearing.
We have considered the following allegation that:
Ms Sale was guilty of unacceptable professional conduct in that whilst employed at
the Phoeni x Centre ("the Centre"), Redhill, Surrey, between April 2004 and 17
February 2010 she:
1. inappropriately used a room (referred to as the "Time Out Room") at the
Centre, including leaving children locked in the Time Out Room, leaving
children unattended by a n adult in the Time Out Room and leaving children
in the Time Out Room for lengthy periods of time;
2. failed to adequately monitor or record incidents involving the physical
restraint of pupils;
3. advocated the use of physical force to transfer, a 9 year old p upil (Pupil A)
into the Centre on a number of occasions between September 2008 and
October 2008;
4. failed to take account of Child Protection concerns reported by members of
staff;
5. employed Individual F as a Supply Teacher in November 2008 without
having und ertaken the Safer Staffing checks which include applying for a
Surrey Criminal Records Bureau check;
6. instructed Witness C , Administration Assistant, to remove Individual F’s file
from the school's records on or around 26 March 2009.
Summary
Ms Sale had been a teacher since 1968. She has considerable experience working
with children with emotional and social difficulties and special educational needs,
both in the UK and Australia. She was appointed as a teacher at the Pupil Referral
Unit, called the Phoe nix Centre in April 2002 and was promoted to Head of the
Centre in September 2004. The Centre was a short stay primary school with places
for 16 pupils who had been permanently excluded from mainstream schooling or
who were at risk of permanent exclusion because of their challenging behaviour.
The Centre has a staffing complement of 3.6 teaching posts, 3 teaching assistants
and 2 part-time business support assistants. Ms Sale was responsible for the day to
day operation and management of the Centre.
On 12 March 2009, an Education Officer with Surrey County Council, was informed
that a member of the Child and Adolescent Mental Health Service ("CAMHS") had
raised concerns about practices at the Centre. On 24 March 2009, Witness A ,
Assistant Local Education Officer, received a "whistleblowing" call from a member of
the Centre's employed staff expressing concerns about a number of practices at the
Centre. It was alleged that a room in the Centre was being used inappropriately and
that children were being detained in the room unsupervised for long periods of time.
An investigation was led by the LEA in a number of stages. The investigation
involved the interviewing of staff, one pupil and the review of pupil records.
Following the second stage of the investigation, Witness A and an Education Officer
prepared an initial report. This report identified the fact that concerns had been
raised by a number of staff about the use of physical restraint of pupils; the use of a
room designated a "Time Out" room, the enga gement of Individual F and failure to
undertake sufficient safeguarding checks prior to his employment. There was an
apparent even division of staff with a number of them being highly supportive of the
management of the Centre and Ms Sale, whilst others raised concerns.
A key concern which was investigated related to pupils with significant behavioural
challenges being routinely be left alone and unsupervised in the Centre's Time Out
room. It was suggested that these pupils would often be physically tr ansferred into
the room, often for significant periods of time. It was also suggested that the
restraints of pupils were not adequately recorded or monitored.
Following further investigation, Ms Sale was suspended and ultimately dismissed.
Throughout the investigation and employment disciplinary procedures she
maintained that the door of the time out room was not locked and that pupils were
supervised if they were in the room. She maintained that the Centre was having to
look after increasingly violent and challenging children and that a total of 18 children
were placed at the Centre, when its capacity was assessed as being only able to
take only 16 pupils. She maintained that the Centre was understaffed and that,
despite requesting support and raising her concerns with Surrey County Council, no
steps were taken to address this understaffing or to transfer pupils. Ms Sale
maintained that Individual F had been appropriately employed and that because he
had been employed as a teacher elsewhere with the Count y, he had received a
CRB check.
The Centre had been inspected by Ofsted in March 2009 and had received a
"Good" rating - with outstanding leadership and child protection provision. Ms Sale
raised concerns about the independence of the "whistleblower" a nd believed that
there had been a conspiracy amongst certain staff against her. She maintained that
despite a lack of support from the local authority she had started to manage change
within the Centre at the point when she was suspended.
Findings
We have carefully considered all of the evidence in this case. Our findings are as
follows
Particular 1
We have considered all of the relevant evidence, which has included the oral
evidence of Witness A and Witness C, Administration Assistant. We considered the
evidence contained in the bundle and Ms Sale's evidence as set out in the hearing
bundle.
We found Witness A to be a credible witness but she was unable to provide direct
evidence of the events. We found Witness C be a credible witness who was able to
give us clear evidence of the culture at the Centre.
We also considered the oral evidence of Witness H , now a senior social worker.
She had been employed by Surrey County Council CAMHS, being seconded one
day per week at the Centre. She confirmed th at she had witnessed incidents at the
Centre which included children being physically moved by Ms Sale and other staff
into the Time Out Room. Her evidence was that on occasions the door to the room
was left open, on occasions it was closed because the c hild had pushed it closed
and on other occasions it was closed by Ms Sale or other staff. By the nature of the
keypad system on the door, once the door was closed it became locked and could
not be opened from the inside. She stated that the use of the ro om in this manner
was a routine, almost daily, occurrence.
Witness C provided detail in her evidence regarding the use of the room and the
culture of the Centre, and provided detail of her log of interventions from January
2009.
Witness H raised concern s about the Time Out room and gave credible opinion
regarding why such use was inappropriate. We found Witness H to be a reliable
and credible witness who was able to provide direct eye witness testimony.
Importantly, the evidence which she gave was cons istent with the evidence of a
number of the individuals who, whilst not present during this hearing, provided
statements as part of the local authority investigation.
We have carefully considered Ms Sale's evidence, which has been presented in her
representations to the County Council's investigative and employment disciplinary
process as well as the minutes to the investigative interviews. We considered the
evidence of Witness I, Head of Inclusion at the Council , who led the Council's case
before the Em ployment Tribunal. Witness I asked direct questions of Ms Sale and
was able to give us evidence of what she (Ms Sale) had said. We are satisfied that
there is no dispute as to the existence of the Time Out room at the Centre or that it
was used. Ms Sale's evidence suggested that she wished that she had not to use
the room, but that it was necessary to use it. It was noted in the judgment of the
Employment Tribunal that Ms Sale had not denied the use of the room.
We are clear on the evidence that Ms Sale did not intend to mistreat pupils and that,
given the size of the Centre, a pupil within the room was within earshot of teaching
and other staff. However, the evidence of Witness H, which is corroborated by the
recollection of a number of staff interviewe d by the County Council, identifies a
concern for the safety of pupils who were, frequently, not being supervised for
lengthy periods of time in a locked room. The use of a Time Out room may have
been appropriate, but only exceptionally and within carefull y governed procedures
and under the supervision of trained staff. The evidence in this case suggests that
the use of the room in the Centre was not a carefully thought through behaviour
intervention programme.
There is some conflict within the evidence a s to the appropriateness of the use of
the room in the manner alleged and we have carefully considered the evidence.
Having considered the evidence of Witness H in oral testimony to be compelling
and her corroboration of the evidence of Witness C and a nu mber of members of
staff who were interviewed as part of the Council investigation, we are satisfied that
there is sufficient evidence to prove each element of this particular.
Particular 2
We have considered all of the relevant evidence. We have car efully considered the
evidence of Ms Sale contained within the bundle.
We have considered the evidence of Witness C who explained the process by
which records of physical intervention were kept. She kept a record of physical
interventions and use of the r oom from January 2009. She explained how she
reviewed her log of interventions as against what should have been the formal
records, but there were very few formal records of interventions.
We have also considered the evidence of Witness A who described th e need to
keep individual pupil daily log books. She explained that these may also be used to
contain a record of physical interventions. She was able to produce just two records
of physical intervention dated 25 and 26 September 2008.
Witness H was also able to provide direct evidence to us regarding her
understanding of the use of the records for physical restraint. She also gave clear
evidence about the frequency of physical interventions on pupils. She recalled that
the children's log books which she reviewed did not appear to contain sufficient
detail of particular interventions or incidents – at least one of which she had
witnessed directly.
We note that the responsibility for keeping a record of each physical intervention
rested with the responsib le teacher. It was, however, Ms Sale's responsibility as
Head of the Centre to monitor incidents and ensure the accurate and adequate
recording of incidents that involved the physical intervention on pupils. In part, this
monitoring would have been undert aken through the formal Pupil Intervention
Record or even log records. However, we have also noted from the evidence of
Witness C and Witness H that Ms Sale was involved in a number of the
interventions. The culture and size of the Centre as described to u s leads us to
conclude that Ms Sale was aware of the nature and number of interventions.
Given the apparent frequency of the interventions – which we accept based on the
evidence of Witness H - we conclude that identifying records of just two physical
interventions show that there was inadequate recording. This lack of recording also
shows that Ms Sale did not ensure that the recording of interventions was reviewed.
Record keeping is a critical aspect of Ms Sale's responsibility as Head of the
Centre, es pecially on occasions when she was absent. It was essential to her
management of the Centre to have had adequate records. Without such records we
are satisfied it would not have been possible for her to have adequately monitored
incidents involving physical restraint of pupils.
We carefully considered the evidence of Witness A who investigated the number
and nature of records into the physical interventions. There is a clear lack of
appropriate records to show the detail and number of the physical interven tions
which, as we have found proven, were taking place routinely in the Centre.
On the basis of the evidence we have heard from Witness H , Witness C and
Witness A , our review of the records which have been presented, and having
considered the context of the interventions and Centre, we find this particular
proven.
Particular 3
We have carefully considered the evidence which is relevant to this particular.
This has included the evidence which Witness A and Witness C gave in oral
testimony and through th eir written statements. Witness A described her
investigation and she produced two records which showed physical intervention
with Pupil A, who clearly had challenging behaviour. We have also considered the
note of the interview with Pupil A and the lette r from his mother. The evidence
indicates that the pupil's mother agreed to the approach taken to transferring him
into the Centre.
The evidence of Witness C was clear. She recalled that she had seen staff carrying
Pupil A forcibly from a taxi and transfe rring him physically into the Centre. Pupil A
makes reference to this. On this issue, we found Witness C’s eye witness
testimony to be credible and compelling.
We have carefully considered Ms Sale's evidence which is presented in the form of
her represe ntations to the County Council's investigation and to the employment
tribunal.
We have considered the physical intervention record for this pupil dated 26
September 2008 which appears to show one occasion when he was transferred in
this way. We have noted that the record has been signed by Ms Sale. It is
therefore clear from this record that Ms Sale was aware that there had been
physical transfer of the pupil into the Centre – albeit that the record shows that this
happened on just one occasion.
We hav e also carefully considered the evidence of Witness H . She was able to
recall conversations with Ms Sale about the physical transfer of this pupil into the
Centre. She was able to recall an additional strategy which she had recommended
to help this pupil . Following this, Witness H recalled a conversation which she had
had with Ms Sale whilst she ( Witness H ) was on a period of leave. Within that
conversation, Ms Sale indicated that Pupil A's behaviour had calmed. Ms Sale
suggested that this had been a re sult of the nature of the intervention at the Centre
which, in part, included physically transferring him into the Centre.
We have given weight to Witness H’s evidence. Although Witness H did not directly
witness the pupil being transferred, she is able to provide the context of hers and
Ms Sale's understanding of what was happening to this pupil. We are satisfied that
it is proven that Ms Sale was aware of the physical transfer of this pupil and, during
her conversations with Witness H, was an advocate of the strategy. We are also
satisfied that in knowing of , and continuing to allow , the physical transfer to
continue, Ms Sale behaved in a way which shows that advocated and supported the
strategy.
We are therefore satisfied that there is sufficient e vidence for this particular to be
proven.
Particular 4
We have considered all of the relevant evidence, which includes Witness C’s oral
evidence. Witness C recalled that she had raised a child protection concern with Ms
Sale and that she (Ms Sale) did not take account of this or report it.
Whilst we do not doubt Witness C version of events she was unable to recall the
detail of the incident – for example who it involved, what happened, what was said
or any specific information. Given the lack of clea r recollection we are unable to
give weight to this element of evidence.
Witness H provided evidence of conversations which she had had with members of
staff during which they raised child protection concerns. She recalls advising staff
to speak to Ms Sa le directly. However, she was unable to give evidence as to
whether the concerns were brought to Ms Sale's attention directly.
On the basis of the evidence presented, we are not satisfied that it is sufficient to
prove the allegation. Accordingly, we do not find this particular proven.
Particular 5
We have considered all of the evidence relevant to this particular.
We considered the oral evidence of Witness C and the evidence which Ms Sale
presented to the County Council's investigatory process. Witness C was aware that
Individual F was employed as an agency supply teacher and recalls speaking to Ms
Sale about his employment. It is not disputed that Individual F was employed at the
Centre.
Witness C also referred to her discussion with Ms Sale regardin g Individual F’s
employment and was able to confirm that no CRB check had been undertaken for
him.
We also considered the evidence of Witness A and Witness I , both of whom led
elements of the Council's investigation. Witness I was clear that it was Ms Sa le's
responsibility to ensure that the Safer Staffing checks should have been undertaken
and that these included applying for a Surrey Criminal Records Bureau check for
Individual F. This responsibility remained, irrespective of whether an individual had
been an agency teacher and irrespective of whether he had undergone a Surrey
CRB check at a different primary school.
We carefully considered the evidence of Ms Sale and the detail of the discussion
she had with Witness I . This is recorded in the investig atory minutes, but also
Witness I was able to given oral evidence to us in respect of the CRB process to be
undertaken.
On the basis of the available evidence, we find this particular proven.
Particular 6
We have considered all of the evidence which is relevant to this allegation.
We considered the oral testimony of Witness C and she was able to give us clear
evidence of her conversation with Ms Sale during which Ms Sale instructed her to
remove Individual F’s file from school records in advance of an O fsted inspection to
be undertaken by Ofsted. Witness H corroborated Witness C’s account by
confirming that they had discussed the issue.
We have considered the evidence which Ms Sale has presented as part of her
response to the County Council's investigation.
We found Witness C’s evidence on this point to be credible and we have given
weight to it. We have found this particular proven.
Finding as to Unacceptable Professional Conduct
We have carefully considered whether the facts we have found proven amount to
unacceptable professional conduct.
We have considered the current Teachers' Standards. For completeness we have
also considered the former GTCE Code of Conduct and Practice for Registered
Teachers. We are clear that it is a consistent professio nal and public expectation
that teachers are responsible for setting an expectation that they must uphold public
trust in the profession and are responsible for maintaining the highest standards of
ethics and behaviour.
We are clear that it has been a co nsistent expectation of the profession and public
that teachers must set high expectations to inspire, motivate and challenge pupils. It
was Ms Sale's responsibility to establish a safe and stimulating environment for
pupils rooted in mutual respect. In using and allowing the Time Out room at the
Centre to be used in the manner she did; allowing physical restraint to continue
without adequate monitoring or recording; advocating the use of physical force to
transfer a pupil; employing a teacher without fol lowing established safeguarding
proceedings; and requesting the removal of personnel information shows, in our
decision, that she failed to uphold such responsibilities or expectations.
We believe that Ms Sale's actions were not undertaken with any malicious intent and
it is clear that she was working in a highly challenging environment with pupils who
were exhibiting extreme and violent behaviour. We do not believe that she intended
to cause any harm and she had expressed an intention to change the appro ach at
the Centre to the use of the Time Out room. It is clear that she had not updated her
practice to reflect current behaviour strategies and, despite having concerns, she did
not stop use of the room. We are satisfied that she failed to manage behavi our
effectively to ensure a safe learning environment for children. Significantly, her
actions have shown a disregard for the fundamental need to safeguard pupils' safety
and well -being and represent a serious departure from the professional conduct
elements which affected the wellbeing of pupils.
Given the findings we have made, we are satisfied that Ms Sale's behaviour has
fallen significantly and seriously short of the standard of conduct expected of a
teacher and is behaviour which involves a breach of the standards of propriety
expected of the profession.
In all of the circumstances, the Panel is satisfied that Ms Sale's conduct fell
significantly short of the standard expected of the profession and amounts to
‘unacceptable professional conduct’.
Panel’s Recommendation to the Secretary of State
We have considered this case very carefully and have considered the mitigation
and evidence presented by Ms Sale. We have considered the evidence and
representations which Ms Sale has made through her represe ntations and evidence
set out within the bundle. We have considered all of her mitigation thoroughly.
Ms Sale was a highly experienced, highly trained teaching professional. She has
had a long career and has not been subject to any other complaints.
At the time of the incidents, Ms Sale was seeking to manage a complex educational
environment which sought to cater for very vulnerable pupils who were exhibiting
violent behavioural challenges. We also noted that a number of the pupils had
been within the Centre for an excessive period and that she had sought help from
the County Council.
It was clearly a highly stressful environment at the Centre and she maintained that it
was understaffed and that she lacked support of the County Council. In our v iew,
Ms Sale struggled to maintain the leadership of the Centre. It was her
responsibility, given her senior position, to ensure the integrity of the child protection
provision above all else. She had sought support but, although this was not
forthcoming, she made a significant error of judgment in using the Time Out room
as a default pupil behaviour management tool. We believe that Ms Sale knew that
the use of the room in the manner alleged was inappropriate given that she
instructed staff not to use it during the Ofsted inspection.
We are clear that Ms Sale had no intention of harming pupils and that she was not
acting maliciously. Witness H provided candid evidence that Ms Sale had sought to
help the pupils and was very hard working and committed to the Centre. Her
evidence was that Ms Sale was highly stressed and that this affected her decision
making and practice.
In our view, Ms Sale's conduct has fallen significantly below the standards expected
of a teacher. We are of the view that her behavi our has the potential to undermine
the reputation of the profession and to damage public confidence in the standards
expected of Teachers. Her actions show that she has failed to maintain the
fundamental requirement for teachers to act in a way which safe guards pupils and
ensures their wellbeing.
Ms Sale's actions had the potential to place pupils at risk and we have not been
reassured that she has shown insight into the concerns which have been raised.
We are also not reassured that she has understood that her actions could have
caused harm.
We have considered whether to conclude this case without recommending the
imposition of a sanction. We have decided that the issues raised in this case are
so serious that we recommend that a Prohibition Order is necessary and
appropriate. We have reached this decision after careful consideration. We have
reminded ourselves that a sanction is not intended to act punitively but is imposed
to reflect the seriousness of her behaviour, to uphold public confidence i n the
standards of conduct expected of the profession and to protect the public and/or
pupils. We suggest that a Prohibition Order is necessary and proportionate in this
case in order to uphold public trust and confidence and standards of conduct
expected of the profession.
We considered carefully whether to allow Ms Sale the opportunity to apply for the
Prohibition Order to be reviewed. We have not been able to ask questions of her
during this hearing. We have not had the opportunity to hear from her directly as to
whether she has, since the date of the incidents, reflected on her conduct. Given
the significant mitigation which she has presented in relation to the length of her
career, her apparent commitment and concern for the pupils, the regard wi th which
professional colleagues held her as well as considering the complex environment
which she was managing we have decided that it would be appropriate and
proportionate to allow Ms Sale the opportunity to apply to set aside the Order.
We have deci ded that a period of two years should elapse, being the minimum
period, before which she can apply to set aside the Order. This would an
appropriate period of time in order to reflect her mitigation, her previous experience
and an acknowledgement of the co ntext and challenges which she faced at the
Centre.
Secretary of State’s Decision and Reasons
I have given very careful consideration to this case, which is a complex one. I have
read the findings of the panel in respect of the facts of the case that they have found
proven, and those where they have not found the allegations proved. I have also
given careful consideration to the findings of unacceptable professional conduct that
have been made by the panel, and to their recommendation in respect of sanction.
It is clear from the panel’s findings and from their recommendation that the
challenges faced by Ms Sale were considerable. It is also clear that in taking the
actions that she did, and failing to take other actions in terms of monitoring and
appropriate controls, that Ms Sale failed to maintain the fundamental requirement
for teachers to act in a way which safeguards pupils and ensures their wellbeing.
Ms Sale's actions also had the potential to place pupils at risk. In addition it is not
clear that Ms Sale has shown insight into the concerns which have been raised. It is
not clear that she has understood that her actions could have caused harm.
A prohibition order should act to protect the public and be in the public interest and
should be pro portionate. In my view, in the light of the findings of this case, a
prohibition order meets those tests and should be imposed upon Ms Sale.
I have also given careful consideration to the issue of a review period. In my view
the panel have given proper c onsideration to the mitigating circumstances including
her commitment and concern for the pupils, the regard with which professional
colleagues held her, as well as the complex environment which she was managing.
I support a two year review period.
This means that Ms Annette Sale is prohibited from teaching indefinitely and cannot
teach in any school, Sixth Form College , relevant youth accommodation or
children’s home in England. She may apply for the Prohibition Order to be set aside,
but not until 7 Fe bruary 2015, 2 years from the date of this order at the
earliest. If she does apply, a panel will meet to consider whether the Prohibition
Order should be set aside. Without a successful application, Ms Annette Sale
remains barred from teaching indefinitely.
This Order takes effect from the date on which it is served on the Teacher.
Ms Annette Sale has a right of appeal to the Queen’s Bench Division of the High
Court within 28 days from the date she is given notice of this Order.
NAME OF DECISION MAKER: Alan Meyrick
DATE: 31 January 2013
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