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Ms Caroline Bainbridge
Professional conduct
panel outcome
Panel decision and reasons on behalf of the
Secretary of State for Education
December 2023
2
Contents
Introduction 3
Allegations 4
Preliminary applications 4
Summary of evidence 7
Documents 7
Witnesses 7
Decision and reasons 7
Findings of fact 8
Panelâs recommendation to the Secretary of State 15
Decision and reasons on behalf of the Secretary of State 20 3
Professional conduct panel decision and recommendations, and decision on
behalf of the Secretary of State
Teacher: Ms Caroline Bainbridge
Teacher ref number: 8770622
Teacher date of birth: 10 November 1963
TRA reference: 20929
Da
te of determination: 5 December 2023
For
mer employer: Alverstoke Infant School, Gosport
Introduction
A professional conduct panel (âthe panelâ) of the Teaching Regulation Agency (âthe TRAâ)
convened on 25 and 26 September, and 4 and 5 December 2023 by way of a virtual
hearing to consider the case of Ms Caroline Bainbridge.
The panel members were Ms Jo Palmer-Tweed (teacher panellist â in the chair), Mr
Andrew Harries (lay panellist) and Ms Bernie Whittle (teacher panellist).
The legal adviser to the panel was Ms Natalie Kent of Birketts LLP solicitors.
The
presenting officer for the TRA was Ms Leah Redden of Browne Jacobson solicitors.
Ms Ca
roline Bainbridge was present and was represented by Mr Simon Pettet of
NASUWT.
The hearing took place by way of a virtual hearing in public and was recorded. 4
Allegations
The panel considered the allegations set out in the notice of proceedings dated 21 June
2023.
It was alleged that Ms Caroline Bainbridge was guilty of unacceptable professional
conduct and/or conduct that may bring the profession into disrepute, in that, whilst
employed as a class teacher at Alverstoke Infant school she;
1. Failed to take appropriate action and/or ensure appropriate action was taken to
safeguard Pupil A in or between September â November 2021, despite being
aware that Pupil A disclosed that her [REDACTED] touched her inappropriately on
one or more occasions; and
2. Her failure as may be proven at 1 above placed Pupil A at risk of being exposed to
further harm.
In her response to the notice of proceedings dated 16 August 2023 Ms Bainbridge
admitted the allegations in part. In the statement of agreed facts she signed on 24 August
2023, Ms Bainbridge admitted allegation 1 in part and allegation 2 in full. She denied that
her behaviour amounted to unacceptable professional conduct or conduct that may bring
the profession into disrepute.
Preliminary applications
Application to admit additional documents
The panel considered a preliminary application from Ms Bainbridgeâs representative for
the admission of additional documents.
Ms Bainbridgeâs documents were Pupil Aâs CPOMS records from the School, a document
relating to Ms Bainbridgeâs performance management from the School and a cover email
from the School regarding these documents.
The documents subject to the application had not been served in accordance with the
requirements of paragraph 5.37 of the 2020 Procedures. Therefore, the panel was
required to decide whether the documents should be admitted under paragraph 5.34 of
the 2020 Procedures.
The panel heard representations from Ms Bainbridgeâs representative in respect of the
application, who explained that there had been some unavoidable delays obtaining these
documents from the School, in part due to the summer holidays when the School was
closed and, as a result, they had only received these documents on 7 September 2023.
The presenting officer did not have any objection to the application. 5
The panel considered the additional documents were relevant and that it was fair to both
parties to admit the documents. Accordingly, the documents were added to the bundle.
Application for part of the hearing to be heard in private
The panel considered an application from Ms Bainbridge that part of the hearing â
[REDACTED] - should be heard in private.
The panel heard submissions from the presenting officer on the application before
reaching its decision.
The panel considered that the areas covered in the application legitimately related to
aspects of Ms Bainbridgeâs private life and there was no contrary public interest in those
areas being discussed in public. The hearing was still being held in public and these were
discrete and limited areas which would not undermine the public's ability to otherwise
understand the case. The panel therefore granted the application.
Further application to admit additional documents on day 2 of the hearing
At the outset of the second day of the hearing, the panel considered an application from
the TRA for the admission of additional documents.
The TRAâs additional document was a copy of the weekly safeguarding briefings which
was sent to staff (including Ms Bainbridge) around the time of the incident on 12
November 2021.
The documents subject to the application had not been served in accordance with the
requirements of paragraph 5.37 of the 2020 Procedures. Therefore, the panel was
required to decide whether the documents should be admitted under paragraph 5.34 of
the 2020 Procedures.
The panel heard representations from the presenting officer that there was no prejudice
to Ms Bainbridge in admitting this document, on the basis that she had previously been
sent the document and so it was not a new document. It was further submitted that this
document was directly relevant to the allegations as this was an email which was
received between the purported disclosure by the pupil and action being taken by Ms
Bainbridge.
The panel also heard representations from Ms Bainbridgeâs representative in respect of
the application, who objected to the admission of this document. Ms Bainbridgeâs
representative disputed the assertion that no unfairness would be caused to Ms
Bainbridge as he contended that she had only previously seen the document âbrieflyâ. Ms
Bainbridgeâs representative further submitted that he did not consider that the document
was relevant to the allegations and did not add much. 6
The panel considered the additional documents were relevant and that it was fair to both
parties to admit the documents. Accordingly, the documents were added to the bundle.
The panel considered the additional document was relevant, in part due to the timing of
the email in relation to the allegations. The panel further considered that there was no
unfairness caused to Ms Bainbridge by the admission of the document as she had
previously been provided with it and, in the view of the panel, this document did not
significantly alter the evidence.
Accordingly, the panel agreed to admit the further document and this document was
added to the bundle.
Further application to admit additional documents on day 3 of the hearing
At the outset of the third day of the hearing, the panel considered an application from Ms
Bainbridgeâs representative for the admission of an additional document being a diagram
depicting the layout of the classroom.
The documents subject to the application had not been served in accordance with the
requirements of paragraph 5.37 of the 2020 Procedures. Therefore, the panel was
required to decide whether the documents should be admitted under paragraph 5.34 of
the 2020 Procedures.
The panel heard representations from the presenting officer that, whilst this document
may be relevant, it would be unfair to admit this document in circumstances in which the
TRA had already closed its case and would therefore need to recall witnesses to test the
accuracy of the diagram.
The panel considered that the document was relevant but considered that there may be
prejudice caused to the TRA by admitting the document and that this may result in the
panel asking to recall witnesses after the TRA had closed its case which may lead to
further delay in this matter. Accordingly, the panel did not agree to admit the further
document.
Application for an additional witness
At the commencement of day three of the hearing, the panel was informed by Ms
Bainbridgeâs representative that Ms Bainbridge intended to call a further witness â
[REDACTED], Witness D.
Whilst the TRA had not previously been notified of this, the presenting officer noted that
there was evidence from Witness D within the bundle and the TRA did not oppose this.
Accordingly, the panel agreed that Witness D could be called as a witness and that this
was fair to both parties. 7
Summary of evidence
Documents
In advance of the hearing, the panel received a bundle of documents which included:
⢠Section 1: Notice of proceedings and responseâ pages 6 to 20
⢠Section 2: Statement of agreed and disputed facts â pages 22 to 28
⢠Section 3: Witness statements â pages 30 to 44
⢠Section 4: Teaching Regulation Agency documents â pages 46 to 278
⢠Section 5: Teacher documents â pages 281 to 307.
In addition, the panel agreed to accept the following:
⢠Additional teacher documents â page 308 to 318
⢠Additional TRA document â page 319.
The panel members confirmed that they had read all of the documents within the bundle,
in advance of the hearing and the additional documents that the panel decided to admit.
Witnesses
The panel heard oral evidence from the following witnesses called by the TRA:
⢠Witness A, [REDACTED] at Alverstoke Infant School (the School)
⢠Witness B, [REDACTED] at the School
⢠Witness C, [REDACTED] at the School
The panel also heard oral evidence from Ms Bainbridge and Witness D, [REDACTED]
Decision and reasons
The panel announced its decision and reasons as follows:
The panel carefully considered the case before it and reached a decision.
Ms Bainbridge was employed as a class teacher at the School from 1 January 1992 to 3
April 2022.
On or around November 2021, Pupil A, [REDACTED], made a disclosure in Ms
Bainbridgeâs classroom during circle time when Witness A, [REDACTED] was discussing 8
the âpants ruleâ with the class. Witness A reported that Pupil A put her hand up and she
heard Pupil A say that âher [REDACTED] touch her private parts and it hurtsâ.
Ms Bainbridge was present but denied hearing the disclosure in full. Witness A recalled
that Ms Bainbridge told Pupil A that she would speak to her [REDACTED] about what Pupil
A had disclosed. However, Ms Bainbridge asserted that she told the [REDACTED] she
would speak to Pupil Aâs [REDACTED]. Ms Bainbridge did not take any further action
regarding the disclosure and did not raise it with any members of staff.
Around a week later, on 15 November 2021, during a safeguarding training session,
Witness A asked Witness C whether any action had been taken regarding Pupil Aâs
disclosure. Witness C was unaware of the disclosure and asked for further details which
Witness A shared.
Witness C took immediate action alongside Witness B regarding Pupil Aâs disclosure.
Pupil A was interviewed on 15 November 2021 and disclosed that her [REDACTED] had
touched her inappropriately on one or more occasions and this had hurt her. Pupil A
stated that [REDACTED].
Witness C made a referral to childrenâs services the same day and Pupil A was visited at
the School by police and social workers. Pupil A was interviewed and [REDACTED].
The School conducted a formal investigation into Ms Bainbridge. Following a disciplinary
hearing on 4 April 2022, Ms Bainbridge was dismissed for failing to follow the correct
safeguarding procedure in respect of Pupil Aâs disclosure, placing Pupil A at risk of
further harm.
Ms Bainbridge appealed the disciplinary outcome and an appeal hearing was held on 17
June 2022. Her appeal was dismissed.
Findings of fact
The findings of fact are as follows:
The panel found the following particulars of the allegations against you proved, for these
reasons:
1) You failed to take appropriate action and/or ensure appropriate action was
taken to safeguard Pupil A in or between September - November 2021,
despite being aware that Pupil A disclosed that her [REDACTED] touched
her inappropriately on one or more occasions; and
2) Your failure as may be proven at 1 above placed Pupil A at risk of being
exposed to further harm. 9
The panel noted the Witness statement and oral evidence of Witness B. She explained
that Pupil Aâs disclosure to Ms Bainbridge came to light through Witness A, during a
refresher training session, as Witness A approached Witness C and asked if the incident
regarding Pupil A had been resolved. She stated that Witness C was unaware of the
incident and asked Witness A to elaborate.
Witness B stated that Witness C immediately investigated further, and asked Ms
Bainbridge whether Pupil A had disclosed anything to her. Ms Bainbridge confirmed that
Pupil A had mentioned âsomething about her [REDACTED] and her pantsâ during circle
time and that she had âforgottenâ to disclose this.
Witness B submitted that Witness C sat next to Pupil A in the hall and asked her about a
comment she made during circle time about her [REDACTED]. Pupil A said that âshe had
told the teacher in circle time that her [REDACTED] had touched herâ, and she went on
to start disclosing more information. As it was clear this would be a full disclosure,
Witness C took Pupil A into her office. Witness B stated that she then took over and
asked Pupil A questions as Witness C took notes. Witness B recalled that Pupil A âhad
reported that her two [REDACTED] put their hands in her pants and their fingers inside
of her and said that it had hurt her.â Witness B submitted that Pupil A said [REDACTED].
Witness B stated that Pupil A could not say when this had happened or how many times
exactly, but said it had happened âhundreds of timesâ.
Witness B submitted that she and Witness C made a referral to children services and
completed an interagency referral form straight away. She stated that Pupil A was
interviewed by the police and a social worker. Witness B stated that she was sat in this
interview and Pupil A essentially repeated the same disclosure to the police.
Witness B explained that, as a result of the report, Pupil A was [REDACTED].
Witness B submitted that the School has annual training and refresher training on
safeguarding and guidance that is constantly updated. She stated that every week there
is a staff briefing where there are reminders on protocol as well as a staff meeting every
week to discuss concerns regarding specific children. Witness B explained there is a
designated safeguarding lead (âDSLâ) on site at all times, and that all members of staff
are aware they need to discuss concerns with a DSL. At the time of the disclosure, the
DSLs were on site and Ms Bainbridge was able to speak to one of them.
Witness B submitted that Ms Bainbridge confirmed during the disciplinary interviews that
she was fully aware of the procedures to be followed and knew what she had to do.
Witness B confirmed that there were no safeguarding concerns regarding Ms Bainbridge
prior to this incident and that she had made reports before and therefore understood the
safeguarding process. Witness B also stated that Witness A was under the impression
that Ms Bainbridge would deal with the matter, as when Pupil A made the disclosure
during circle time Witness A looked at Ms Bainbridge and Ms Bainbridge told Pupil A she 10
would talk to her [REDACTED] about it. Witness B submitted that Ms Bainbridge was the
senior member of staff in the classroom and had acknowledged Pupil Aâs disclosure, and
therefore it was her responsibility to sort it.
Witness B submitted that in her disciplinary interview Ms Bainbridge reported hearing
Pupil A say something about âpantsâ and something about âher [REDACTED]â but said
she did not hear the full disclosure. [REDACTED].
The panel noted the witness statement and oral evidence of Witness A. Witness A stated
that she was quite new to the role when the disclosure by Pupil A was made but she had
noticed that, prior to the disclosure, Pupil A was often [REDACTED]. She noted that Pupil
A did not [REDACTED].
Witness A submitted that she had previously asked Ms Bainbridge about Pupil A as she
found her behaviour quite odd and was concerned about her. She stated that Ms
Bainbridge told her this was normal behaviour from Pupil A and that âshe normally
behaved like this to attention seekâ. Witness A stated that she found this odd as she had
not seen a child behave in this way before but submitted that in hindsight Pupil Aâs
behaviour makes a lot more sense now.
Witness A explained that on the day of the disclosure she was discussing the âpants ruleâ
in circle time, as there had been an incident in the toilet earlier that day. The âpants ruleâ
is to teach children that their genitals are private and that no one else should be seeing
these. Witness A stated that during circle time she asked whether anyone wanted to
share anything with the class, and submitted that, âPupil A sat up suddenly and put her
hand up and said âmy [REDACTED] touch my privatesâ. Witness A submitted that Pupil A
appeared âconfident in the disclosureâ and âspoke clearlyâ. Witness A stated that she was
shocked and asked whether the [REDACTED] were [REDACTED], and Pupil A
confirmed it was her [REDACTED].
Witness A submitted that she looked at Ms Bainbridge who looked back at her âlike she
was in disbeliefâ. Witness A stated that she shrugged her shoulders and Ms Bainbridge
said she would talk to Pupil Aâs [REDACTED] later, and she considered that this
indicated that Ms Bainbridge had acknowledged what Pupil A said.
Witness A stated that, following her acknowledgement, she assumed Ms Bainbridge
would record the incident on CPOMS and speak to Pupil Aâs [REDACTED]. Witness A
stated that she finished working before the end of class that day as Ms Bainbridge told
her to leave.
Witness A explained that two weeks later she had safeguarding training with Witness C
where she asked what happened regarding Pupil Aâs disclosure. Witness A stated that
Witness C did not know anything about it, so she explained. She realised that Ms
Bainbridge had not taken any further action regarding this. 11
Aware that Witness C and Witness B had spoken to Ms Bainbridge, Witness A stated that
she carried on with the rest of her day. Witness A submitted that when she returned to
the classroom Ms Bainbridge was crying and asked her angrily why she did not remind
her to report the incident and said that she should have reminded her. Witness A recalled
that she apologised but left the room as she was with a pupil and did not want the pupil to
see Ms Bainbridge crying. Witness A stated that when she came back to the classroom
after lunch Ms Bainbridge was no longer there.
The panel noted the witness statement and oral evidence of Witness C. Witness C
explained that the allegations relating to Ms Bainbridge came to light following a
disclosure by Witness A, as she was asked by Witness A what had happened regarding
Pupil Aâs disclosure. Witness C stated that she did not know about the incident. She
submitted that Witness A told her that, âduring circle time in a class the previous week,
Pupil A disclosed that her [REDACTED] had been touching her and put their fingers
inside of her. Pupil A had said that she didnât like this, and that it had hurt her.â She
stated that Witness A expressed that, at the time, Ms Bainbridge seemed to have
registered the disclosure made by Pupil A and assumed she would deal with it.
Witness C submitted that she spoke to Ms Bainbridge at the end of the day and stated
that Ms Bainbridge was clearly very distressed. When asked why she had not reported
the disclosure she said it had gone out of her mind but could not provide any further
reason.
Witness C explained that she did not have any concerns about Ms Bainbridge as a
teacher and that there were no previous safeguarding concerns in respect of her.
[REDACTED].
Witness C stated that Ms Bainbridge was fully aware of the safeguarding policy and
procedures and received training about this every year. She submitted that safeguarding
is mentioned in every staff briefing on a weekly basis and training is undertaken
throughout the year. Witness C stated that Ms Bainbridge had the appropriate
safeguarding knowledge, and she is unaware as to why she did not report this incident in
line with policy and procedures.
The panel had before them, an email from Ms Bainbridge which had been sent in
response to the TRA as well as the minutes from the Schoolâs internal investigation and
the disciplinary meeting held by the School in respect of this incident. Although the panel
was mindful that they could not give undue weight to the findings of the Schoolâs
investigation, the panel considered the evidence gained through the investigation
alongside Ms Bainbridgeâs oral evidence.
Within the Schoolâs investigation, Ms Bainbridge stated that Pupil A had put her hand up
during the discussion and âmumbled something about her [REDACTED] and pantsâ. She 12
further stated that she âlooked at the [REDACTED] and exchanged a look, I thought that I
needed to go back and ask her more.â
She further set out that she was âvery busyâ that afternoon and she âmissed the
opportunity to ask more questionsâ and that she, âcanât find any explanation for myself
missing this critical disclosureâ.
Within the disciplinary meeting, Ms Bainbridge further stated that she had exchanged a
look with the lunchtime assistant because, âit didnât seem in context, I was not sure
whether I had heard what [Pupil A] had said correctly. It was very busy in there. [Pupil A]
does put her head down when she speaks. I know what I should have done (follow up the
conversation) as it was not clear and I should have responded but I made a mistake.â
Within the email responding to the TRAâs allegations, Ms Bainbridge stated that this was
a âone off occasion which happened during a very hectic timeâ.
[REDACTED]. Ms Bainbridge recalled that she had raised issues relating to her health
with her senior leadership team during performance management meetings but that, in
her view, sufficient support was not provided as a result.
In respect of the day of the purported disclosure, Ms Bainbridge submitted that, as a
result of an incident in the toilets during the lunch break, in which pupils had been
inappropriately patting each other, she informed Witness A that they would need to revisit
the underpants rule within circle time to address the behaviour.
Ms Bainbridge explained that circle time was an opportunity for discussion amongst the
children to explore any issues within the group and get them ready to learn in the
afternoon. At the time, circle times were led by the lunchtime assistants to increase their
profile with the children. However, Ms Bainbridge had returned to the classroom early
because Witness A was fairly new to the role and Ms Bainbridge was mindful that âthe
class was quite loud but their behaviour changed when I walked into the room.â
Ms Bainbridge recalled being sat at a pupilâs table on the outside of the circle, directly
opposite Witness A. She recalls carrying out a visual register and preparing for the
afternoonâs lessons whilst circle time was going on. Ms Bainbridge submitted that Pupil A
was two or three people away from Witness A.
Ms Bainbridge explained that there was a lot going on in the circle time and it was noisy
as there was a lot of discussion amongst the children. She recalled Pupil A had put her
thumb into the circle to indicate that she had something to say and proceeded to speak
with her head down and was âmumblingâ. Ms Bainbridge submitted that all she heard was
âpantsâ and [REDACTED]. Ms Bainbridge submitted that she asked Pupil A to repeat
herself âa few times but didnât hear and it wasnât the place to follow up.â Ms Bainbridge
explained that what she had heard made her feel âuncomfortableâ and confirmed in panel
questioning that she meant âuncomfortable from a safeguarding perspective.â Ms 13
Bainbridge was clear during her oral evidence in her recollection that this was the extent
of what she had heard and she was certain that she had not heard anything about it
hurting.
Ms Bainbridge accepted that she had said she would follow up with Pupil Aâs
[REDACTED] but that, in her submission, this was because she hadnât heard the word
âhurtâ. She further explained that she hadnât had a chance to follow up with Pupil Aâs
[REDACTED] that afternoon because Pupil A went to an after school club and so Ms
Bainbridge did not see her [REDACTED].
Ms Bainbridge also stated that she had intended to follow up with Pupil A herself during
the afternoon to get further information as she hadnât heard the disclosure but did not
have the opportunity to do so and then âforgotâ.
The panel considered the policy documents in the bundle which set out the safeguarding
referral procedure.
The panel found Ms Bainbridgeâs evidence to be confused and, at times contradictory.
For example, Ms Bainbridge submitted in her oral evidence that she intended to speak to
Pupil Aâs [REDACTED] but also submitted that she had intended to follow this matter up
with Pupil A herself. The panel also noted that for the first time in oral evidence, Ms
Bainbridge submitted that she asked Pupil A to repeat her disclosure but that she
claimed she still did not hear what was said. This was not supported by Witness A and
nor was it referred to within earlier accounts of the incident provided by Ms Bainbridge.
The panel considered that had Ms Bainbridge only partially heard the disclosure, it was
implausible that she would not have followed this up with Witness A to find out what was
said, particularly having shared âa lookâ.
On the strength of the clear witness evidence of the other staff member present at the
time of the disclosure, in contrast to Ms Bainbridgeâs often contradictory evidence, on the
balance of probabilities, the panel considered that it was more likely than not that Ms
Bainbridge had been aware of the full disclosure.
The panel considered that, even if Ms Bainbridge had not heard the full disclosure, in the
context of discussing the âpants ruleâ following an incident of inappropriate contact
between children during the lunch break, any reference to â[REDACTED]â and âpantsâ
should have triggered alarm bells and the safeguarding procedures should have been
initiated. The panel further determined, on the balance of probabilities, that in light of a
disclosure of the nature described by Ms Bainbridge, an experienced teacher such as
herself, would have considered whether this was a disclosure of inappropriate touching.
This was particularly the case during the pandemic where there was a heightened
concern amongst teachers for pupils whom they had reduced contact with. 14
The panel considered that the safeguarding referral procedure was clear and that there
was no ambiguity surrounding the actions which Ms Bainbridge should have taken
following the disclosure, even if she had only heard part of the disclosure. Ms Bainbridge
admitted herself that she knew what she should have done and that she just âforgotâ
about the disclosure. The panel determined that there should never have been an
opportunity to forget to act upon the disclosure as the response should have been
immediate, particularly in circumstances where the DSL was based in a nearby room to
Ms Bainbridgeâs classroom.
The panel did not consider that Ms Bainbridge had deliberately failed to take appropriate
action. However, the panel considered that, through her omissions, her conduct fell
below that which could reasonably be expected of a teacher. Ms Bainbridge was clear
that she was experiencing issues [REDACTED] and that this resulted in her forgetting to
report the disclosure. Notwithstanding this, this did not detract from the reality of the
situation which was that the disclosure should have been immediately acted upon.
Accordingly, the panel found allegation 1 proven.
The panel found that the facts found proven in allegation 1 undoubtedly resulted in Pupil
A being placed at risk of further harm, despite Ms Bainbridgeâs assertions that, âit was a
week, not yearsâ and that âPupil A got the right help straight away and it wasnât followed
up because the police didnât press charges.â
The panel considered that a week in safeguarding terms was a very long time and, in the
circumstances, found that the delay in taking action following the disclosure placed Pupil
A at risk of further harm in the short term but also in the long term as Pupil A may have
been deterred from making further disclosures in the future by the perceived lack of
action from a trusted teacher.
The panel therefore found allegation 2 proven.
Findings as to unacceptable professional conduct and/or conduct that
may bring the profession into disrepute
Having found the allegations proved, the panel went on to consider whether the facts of
those proved allegations amounted to unacceptable professional conduct and/or conduct
that may bring the profession into disrepute.
In doing so, the panel had regard to the document Teacher Misconduct: The Prohibition
of Teachers, which is referred to as âthe Adviceâ.
The panel was satisfied that the conduct of Ms Bainbridge, in relation to the facts found
proved, involved breaches of the Teachersâ Standards. The panel considered that, by
reference to Part 2, Ms Bainbridge was in breach of the following standards: 15
⢠Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by
o having regard for the need to safeguard pupilsâ well-being, in accordance
with statutory provisions
⢠Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach...
⢠Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
In particular the panel considered that the conduct of Ms Bainbridge was in conflict with
Keeping Children Safe in Education and other statutory safeguarding guidance.
The panel was satisfied that the conduct of Ms Bainbridge amounted to misconduct of a
serious nature which fell significantly short of the standards expected of the profession.
The panel considered that as a teacher, safeguarding is of paramount importance and
any breach of safeguarding policy, particularly one which places a child in danger of
harm, is extremely serious.
Accordingly, the panel was satisfied that Ms Bainbridge was guilty of unacceptable
professional conduct.
The panel took into account the way the teaching profession is viewed by others and
considered the influence that teachers may have on pupils, parents and others in the
community. The panel also took account of the uniquely influential role that teachers can
hold in pupilsâ lives and the fact that pupils must be able to view teachers as role models
in the way that they behave. The panel was particularly mindful of how parents would
view this conduct and considered that parents trust that their children will be protected by
their teachers and that this trust would inevitably be damaged if they were aware of this
conduct.
The findings of misconduct are serious, and the conduct displayed would be likely to
have a negative impact on the individualâs status as a teacher, potentially damaging the
public perception.
The panel therefore found that Ms Bainbridgeâs actions constituted conduct that may
bring the profession into disrepute.
Having found the facts of allegations 1 and 2 proved, the panel further found that Ms
Bainbridgeâs conduct amounted to both unacceptable professional conduct and conduct
that may bring the profession into disrepute.
Panelâs recommendation to the Secretary of State 16
Given the panelâs findings in respect of unacceptable professional conduct and conduct
that may bring the profession into disrepute, it was necessary for the panel to go on to
consider whether it would be appropriate to recommend the imposition of a prohibition
order by the Secretary of State.
In considering whether to recommend to the Secretary of State that a prohibition order
should be made, the panel had to consider whether it would be an appropriate and
proportionate measure, and whether it would be in the public interest to do so.
The panel was aware that prohibition orders should not be given in order to be punitive,
or to show that blame has been apportioned, although they are likely to have punitive
effect.
The panel had regard to the particular public interest considerations set out in the Advice
and, having done so, found a number of them to be relevant in this case, namely, the
safeguarding and wellbeing of pupils and the protection of other members of the
public/the maintenance of public confidence in the profession; and that prohibition strikes
the right balance between the rights of the teacher and the public interest, if they are in
conflict.
In the light of the panelâs findings against Ms Bainbridge, which involved failing to ensure
appropriate action was taken to safeguard Pupil A which resulted in Pupil A being placed
at risk of further harm, there was a strong public interest consideration in the protection of
pupils.
Similarly, the panel considered that public confidence in the profession could be seriously
weakened if conduct such as that found against Ms Bainbridge was not treated with the
utmost seriousness when regulating the conduct of the profession.
The panel was of the view that a strong public interest consideration in declaring proper
standards of conduct in the profession was also present as the conduct found against Ms
Bainbridge was outside that which could reasonably be tolerated.
The panel was mindful that there was a public interest consideration in retaining the
teacher in the profession, since no doubt had been cast upon her abilities as an educator
prior to this incident and she had an âunblemished recordâ over her 34 years working in
the School.
In view of the clear public interest considerations that were present, the panel considered
carefully whether or not it would be proportionate to impose a prohibition order, taking
into account the effect that this would have on Ms Bainbridge and that a prohibition is not
intended to be punitive in effect. The panel was mindful of the need to strike the right
balance between the rights of the teacher and the public interest. 17
In carrying out the balancing exercise, the panel had regard to the public interest
considerations both in favour of, and against, prohibition as well as the interests of Ms
Bainbridge. The panel took further account of the Advice, which suggests that a
prohibition order may be appropriate if certain behaviours of a teacher have been proved.
In the list of such behaviours, those that were relevant in this case were:
⢠serious departure from the personal and professional conduct elements of the
Teachersâ Standards;
⢠misconduct seriously affecting the education and/or well-being of pupils, and
particularly where there is a continuing risk;
⢠failure to act on evidence that indicated a childâs welfare may have been at risk
e.g. failed to notify the designated safeguarding lead and/or make a referral to
childrenâs social care, the police or other relevant agencies when abuse, neglect
and/or harmful cultural practices were identified; failure in their duty of care
towards a child, including exposing a child to risk or failing to promote the safety
and welfare of the children (as set out in Part 1 of KCSIE); and
⢠failure in their duty of care towards a child, including exposing a child to risk or
failing to promote the safety and welfare of the children (as set out in Part 1 of
KCSIE).
Even though some of the behaviour found proved in this case indicated that a prohibition
order would be appropriate, the panel went on to consider the mitigating factors.
Mitigating factors may indicate that a prohibition order would not be appropriate or
proportionate.
The panel accepted Ms Bainbridgeâs evidence that her actions were not deliberate
indeed the panel agreed with Ms Bainbridge that she had âhonestly forgottenâ to take
further action.
There was no evidence to suggest that Ms Bainbridge was acting under extreme duress.
Ms Bainbridge did have a previously good history and the panel accepted that the
incident was out of character. The panel did not have sufficient evidence before them to
conclude that Ms Bainbridge had demonstrated exceptionally high standards but did
acknowledge her significant contribution in terms of her length of service to the education
sector.
[REDACTED].
[REDACTED]
[REDACTED]
[REDACTED] 18
[REDACTED]
The panel noted the following good character evidence in this case:
⢠Individual A â [REDACTED] with Ms Bainbridge
o âalways shown herself to be a professional who is dedicated to education â
always doing her very best for the children in her careâ
o âI have never known her to be anything other than honest, reliable, responsible,
hardworking and dedicated to her professionâ
o âshe is trustworthy, approachable and friendly always using her very best
endeavours to do her utmost for the children in her careâ
⢠Individual B â [REDACTED] who met her when they were both newly qualified
teachers
o âshe puts others firstâ
o ânever misses an opportunity to offer supportâ
o âshe has always been a law abiderâ
⢠Witness D â Ms Bainbridgeâs [REDACTED]
o âmy [REDACTED] is the person all my friends growing up described as their
favourite teacherâ
o âshe is the teacher ex-parents stop to talk to in the supermarketâ
However, the panel was also mindful that these character witnesses did not appear to be
aware of the detail of the allegations against Ms Bainbridge and indeed these statements
appeared to be quite historic with limited knowledge of her recent teaching ability.
The panel considered carefully whether Ms Bainbridge had shown remorse and insight
into her conduct, accepting that a denial of the conduct is not a bar to a finding of insight.
Whilst the panel was mindful that this had been a very difficult period of Ms Bainbridgeâs
life, Ms Bainbridge had given evidence that she had not read the papers relating to the
Schoolâs investigation or disciplinary or the TRA evidence until the first day of the
hearing. The panel considered that this had not assisted Ms Bainbridge in understanding
the severity of her conduct and the impact that this had had on Pupil A.
The panel heard evidence from Ms Bainbridge that she was very sorry in respect of the
incident and also of the impact it had had on her wellbeing and employment. However,
the panel was concerned that they had not seen evidence that Ms Bainbridge had
understood or accepted the impact that her misconduct had had on Pupil A. This was
demonstrated by what the panel perceived as Ms Bainbridgeâs flippant remarks during
cross-examination that it was âa week not yearsâ between the disclosure and action 19
ultimately being taken to safeguard the pupil and also that, âPupil A got the right help
straight away and it wasnât followed up because the police didnât press charges.â
However, the panel did consider that there was a relatively low risk of repetition of the
misconduct found proven. The panel was satisfied that this was likely to have been a
âone-offâ incident and accepted that Ms Bainbridge had sufficiently demonstrated that she
did know what she should have done in the circumstances.
The panel found that Ms Bainbridge had shown some degree of insight and remorse but
was lacking in an understanding and empathy of the impact of her actions on the pupil.
The panel first considered whether it would be proportionate to conclude this case with
no recommendation of prohibition, considering whether the publication of the findings
made by the panel would be sufficient.
The panel was of the view that, applying the standard of the ordinary intelligent citizen, it
would not be a proportionate and appropriate response to recommend no prohibition
order. Recommending that the publication of adverse findings would be sufficient would
unacceptably compromise the public interest considerations present in this case, despite
the severity of the consequences for Mrs Bainbridge of prohibition.
The panel was of the view that prohibition was both proportionate and appropriate. The
panel decided that the public interest considerations outweighed the interests of Ms
Bainbridge. The panelâs finding that Ms Bainbridge had failed to adequately safeguard a
pupil which may have led to further harm was a significant factor in this decision.
Accordingly, the panel made a recommendation to the Secretary of State that a
prohibition order should be imposed with immediate effect.
The panel went on to consider whether or not it would be appropriate for it to decide to
recommend a review period of the order. The panel was mindful that the Advice states
that a prohibition order applies for life, but there may be circumstances, in any given
case, that may make it appropriate to allow a teacher to apply to have the prohibition
order reviewed after a specified period of time that may not be less than 2 years.
The Advice indicates that there are behaviours that, if proved, would militate against the
recommendation of a review period. The panel did not find any such behaviours were
relevant.
The Advice also indicates that there are behaviours that, if proved, would have greater
relevance and weigh in favour of a longer review period. The panel did not find any such
behaviours relevant.
The panel decided that the findings indicated a situation in which a review period would
be appropriate and, as such, decided that it would be proportionate, in all the 20
circumstances, for the prohibition order to be recommended with provisions for a review
period after two years.
Decision and reasons on behalf of the Secretary of State
I have given very careful consideration to this case and to the recommendation of the
panel in respect of both sanction and review period.
In considering this case, I have also given very careful attention to the Advice that the
Secretary of State has published concerning the prohibition of teachers.
In this case, the panel has found all of the allegations proven and found that those
proven facts amount to unacceptable professional conduct and conduct that may bring
the profession into disrepute.
The panel has made a recommendation to the Secretary of State that Ms Caroline
Bainbridge should be the subject of a prohibition order, with a review period of two years.
In particular, the panel has found that Ms Bainbridge is in breach of the following
standards:
⢠Teachers uphold public trust in the profession and maintain high standards of
ethics and behaviour, within and outside school, by
o having regard for the need to safeguard pupilsâ well-being, in accordance
with statutory provisions
⢠Teachers must have proper and professional regard for the ethos, policies and
practices of the school in which they teach...
⢠Teachers must have an understanding of, and always act within, the statutory
frameworks which set out their professional duties and responsibilities.
The panel was satisfied that the conduct of Ms Bainbridge was in conflict with the
responsibilities and duties set out in statutory guidance, including Keeping Children Safe
in Education (KCSIE).
The panel finds that the conduct of Ms Bainbridge fell significantly short of the standards
expected of the profession.
The findings of misconduct are serious as they include failing to ensure appropriate
action was taken to safeguard a Pupil, which placed them at risk of further harm. 21
I have to determine whether the imposition of a prohibition order is proportionate and in
the public interest. In considering that for this case, I have considered the overall aim of a
prohibition order which is to protect pupils and to maintain public confidence in the
profession. I have considered the extent to which a prohibition order in this case would
achieve that aim taking into account the impact that it will have on the individual teacher.
I have also asked myself, whether a less intrusive measure, such as the published
finding of unacceptable professional conduct and conduct that may bring the profession
into disrepute, would itself be sufficient to achieve the overall aim. I have to consider
whether the consequences of such a publication are themselves sufficient. I have
considered therefore whether or not prohibiting Ms Bainbridge, and the impact that will
have on the teacher, is proportionate and in the public interest.
In this case, I have considered the extent to which a prohibition order would protect
children and/or safeguard pupils. The panel has observed, âIn the light of the panelâs
findings against Ms Bainbridge, which involved failing to ensure appropriate action was
taken to safeguard Pupil A which resulted in Pupil A being placed at risk of further harm,
there was a strong public interest consideration in the protection of pupils.â A prohibition
order would therefore prevent such a risk from being present in the future.
I have also taken into account the panelâs comments on insight and remorse, which the
panel sets out as follows, âThe panel considered carefully whether Ms Bainbridge had
shown remorse and insight into her conduct, accepting that a denial of the conduct is not
a bar to a finding of insight. Whilst the panel was mindful that this had been a very
difficult period of Ms Bainbridgeâs life, Ms Bainbridge had given evidence that she had not
read the papers relating to the Schoolâs investigation or disciplinary or the TRA evidence
until the first day of the hearing. The panel considered that this had not assisted Ms
Bainbridge in understanding the severity of her conduct and the impact that this had had
on Pupil A.â In my judgement, the lack of full insight means that there is some risk of the
repetition of this behaviour and this puts at risk the future wellbeing of pupils. I have
therefore given this element considerable weight in reaching my decision.
I have gone on to consider the extent to which a prohibition order would maintain public
confidence in the profession. The panel observe, âThe panel had regard to the particular
public interest considerations set out in the Advice and, having done so, found a number
of them to be relevant in this case, namely, the safeguarding and wellbeing of pupils and
the protection of other members of the public/the maintenance of public confidence in the
profession; and that prohibition strikes the right balance between the rights of the teacher
and the public interest, if they are in conflict.â I am particularly mindful of the finding of
failing to take appropriate action to safeguard a pupil in this case and the impact that
such a finding has on the reputation of the profession.
I have had to consider that the public has a high expectation of professional standards of
all teachers and that the public might regard a failure to impose a prohibition order as a
failure to uphold those high standards. In weighing these considerations, I have had to 22
consider the matter from the point of view of an âordinary intelligent and well-informed
citizen.â
I have considered whether the publication of a finding of unacceptable professional
conduct and conduct that may bring the profession into disrepute, in the absence of a
prohibition order, can itself be regarded by such a person as being a proportionate
response to the misconduct that has been found proven in this case.
I have also considered the impact of a prohibition order on Ms Bainbridge herself and the
panel comment âMs Bainbridge did have a previously good history and the panel
accepted that the incident was out of character. The panel did not have sufficient
evidence before them to conclude that Ms Bainbridge had demonstrated exceptionally
high standards but did acknowledge her significant contribution in terms of her length of
service to the education sector.â
A prohibition order would prevent Ms Bainbridge from teaching. A prohibition order would
also clearly deprive the public of her contribution to the profession for the period that it is
in force.
In this case, I have placed considerable weight on the panelâs comments concerning the
lack of full insight or remorse. The panel has said, âThe panel heard evidence from Ms
Bainbridge that she was very sorry in respect of the incident and also of the impact it had
had on her wellbeing and employment. However, the panel was concerned that they had
not seen evidence that Ms Bainbridge had understood or accepted the impact that her
misconduct had had on Pupil A. This was demonstrated by what the panel perceived as
Ms Bainbridgeâs flippant remarks during cross-examination that it was âa week not yearsâ
between the disclosure and action ultimately being taken to safeguard the pupil and also
that, âPupil A got the right help straight away and it wasnât followed up because the police
didnât press charges.â
I have also placed considerable weight on the finding of the panel that âThe panel
decided that the public interest considerations outweighed the interests of Ms Bainbridge.
The panelâs finding that Ms Bainbridge had failed to adequately safeguard a pupil which
may have led to further harm was a significant factor in this decision.â
I have also considered the following âthe panel did consider that there was a relatively
low risk of repetition of the misconduct found proven. The panel was satisfied that this
was likely to have been a âone-offâ incident and accepted that Ms Bainbridge had
sufficiently demonstrated that she did know what she should have done in the
circumstances.â
I have given less weight in my consideration of sanction therefore, to the contribution that
Ms Bainbridge has made to the profession. In my view, it is necessary to impose a
prohibition order in order to maintain public confidence in the profession. A published 23
decision, in light of the circumstances in this case, that is not backed up by full remorse
or insight, does not in my view satisfy the public interest requirement concerning public
confidence in the profession.
For these reasons, I have concluded that a prohibition order is proportionate and in the
public interest in order to achieve the intended aims of a prohibition order.
I have gone on to consider the matter of a review period. In this case, the panel has
recommended a 2 year review period.
I have considered the panelâs comments âThe panel went on to consider whether or not it
would be appropriate for it to decide to recommend a review period of the order. The
panel was mindful that the Advice states that a prohibition order applies for life, but there
may be circumstances, in any given case, that may make it appropriate to allow a teacher
to apply to have the prohibition order reviewed after a specified period of time that may
not be less than 2 years.â
I agree with the panel and have decided a 2 year review period is proportionate in this
case and supports the aim of maintaining public confidence in the profession.
This means that Ms Caroline Bainbridge is prohibited from teaching indefinitely
and cannot teach in any school, sixth form college, relevant youth accommodation
or childrenâs home in England. She may apply for the prohibition order to be set aside,
but not until 19 December 2025, 2 years from the date of this order at the earliest. This is
not an automatic right to have the prohibition order removed. If she does apply, a panel
will meet to consider whether the prohibition order should be set aside. Without a
successful application, Ms Bainbridge remains prohibited from teaching indefinitely.
This order takes effect from the date on which it is served on the teacher.
Ms Bainbridge has a right of appeal to the Kingâs Bench Division of the High Court within
28 days from the date she is given notice of this order.
D
ecision maker: Sarah Buxcey
Date: 13 December 2023
This decision is taken by the decision maker named above on behalf of the Secretary of
State.
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